0001209191-22-028355.txt : 20220511 0001209191-22-028355.hdr.sgml : 20220511 20220511171803 ACCESSION NUMBER: 0001209191-22-028355 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220511 FILED AS OF DATE: 20220511 DATE AS OF CHANGE: 20220511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tivy James William CENTRAL INDEX KEY: 0001429197 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00106 FILM NUMBER: 22914749 MAIL ADDRESS: STREET 1: 220 E. CENTRAL PARKWAY STREET 2: SUITE 2060 CITY: ALTAMONTE SPRINGS STATE: FL ZIP: 32701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LGL GROUP INC CENTRAL INDEX KEY: 0000061004 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 381799862 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 SHADER ROAD CITY: ORLANDO STATE: FL ZIP: 32804 BUSINESS PHONE: (407) 298-2000 MAIL ADDRESS: STREET 1: 2525 SHADER ROAD CITY: ORLANDO STATE: FL ZIP: 32804 FORMER COMPANY: FORMER CONFORMED NAME: LYNCH CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-05-11 0 0000061004 LGL GROUP INC LGL 0001429197 Tivy James William 2525 SHADER ROAD ORLANDO FL 32804 0 1 0 0 Chief Financial Officer Common Stock 2022-05-11 4 A 0 30000 10.46 A 33000 D Common Stock 33000 D Warrants 12.50 2025-11-16 2025-11-16 Common Stock 600 3000 D Restricted Shares, subject to vesting 10,000 each year on 4/30/2023, 2024 and 2025. Shares will be converted to MTronPTI restricted shares upon a successful spin-off with the quantity prorated once the market value has been established. /s/ James W. Tivy 2022-05-11