0001209191-21-025525.txt : 20210405 0001209191-21-025525.hdr.sgml : 20210405 20210405204221 ACCESSION NUMBER: 0001209191-21-025525 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210401 FILED AS OF DATE: 20210405 DATE AS OF CHANGE: 20210405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arteaga Ivan CENTRAL INDEX KEY: 0001768995 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00106 FILM NUMBER: 21807773 MAIL ADDRESS: STREET 1: 497 EISENHOWER COURT CITY: WYCKOFF STATE: NJ ZIP: 07481 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LGL GROUP INC CENTRAL INDEX KEY: 0000061004 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 381799862 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 SHADER ROAD CITY: ORLANDO STATE: FL ZIP: 32804 BUSINESS PHONE: (407) 298-2000 MAIL ADDRESS: STREET 1: 2525 SHADER ROAD CITY: ORLANDO STATE: FL ZIP: 32804 FORMER COMPANY: FORMER CONFORMED NAME: LYNCH CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-01 0 0000061004 LGL GROUP INC LGL 0001768995 Arteaga Ivan C/O THE LGL GROUP, INC. 2525 SHADER ROAD ORLANDO FL 32804 1 0 0 0 Common Stock 2021-04-01 4 D 0 26250 0.00 D 18750 D Shares forfeited pro-rata based on requirement in the restricted stock agreement for service as CEO. Balance of shares vest 15,000 on January 1, 2022, and 3,750 on January 1, 2023 Original grant of 45,000 restricted shares required service as CEO over a term of 36 months. Only 15 months were served as CEO, so 26,250 shares were forfeited. Balance of 18,750 shares will vest 15,000 on January 1, 2022, and 3,750 on January 1, 2023. /s/ Ivan Arteaga 2021-04-05