0001140361-14-046097.txt : 20141222 0001140361-14-046097.hdr.sgml : 20141222 20141222134519 ACCESSION NUMBER: 0001140361-14-046097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141211 FILED AS OF DATE: 20141222 DATE AS OF CHANGE: 20141222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LGL GROUP INC CENTRAL INDEX KEY: 0000061004 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 381799862 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 SHADER ROAD CITY: ORLANDO STATE: FL ZIP: 32804 BUSINESS PHONE: (407) 298-2000 MAIL ADDRESS: STREET 1: 2525 SHADER ROAD CITY: ORLANDO STATE: FL ZIP: 32804 FORMER COMPANY: FORMER CONFORMED NAME: LYNCH CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GABELLI MARC CENTRAL INDEX KEY: 0001233348 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00106 FILM NUMBER: 141302405 MAIL ADDRESS: STREET 1: 401 THEODORE FREMD AVE CITY: RYE STATE: NY ZIP: 10580 4 1 doc1.xml FORM 4 X0306 4 2014-12-11 0 0000061004 LGL GROUP INC LGL 0001233348 GABELLI MARC 2525 SHADER ROAD ORLANDO FL 32804 0 0 1 0 Common Stock 2014-12-11 4 A 0 3115 0 A 21403 D Common Stock 350902 I Shares held by Ltd Partnership Stock option (right to buy) 3.53 2014-12-11 4 A 0 1558 0 A 2019-12-11 Common Stock 1558 1558 D These share are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global, LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned beneficially by Venator fund. Marc Gabelli is the President of Venator Global. These options will vest as follows: 30% on the first anniversary of the grant date; 30% on the second anniversary of the grant date; and the remaining 40% on the third anniversary of the grant date. /s/ Marc Gabelli 2014-12-22