0001140361-13-031157.txt : 20130808
0001140361-13-031157.hdr.sgml : 20130808
20130808164358
ACCESSION NUMBER: 0001140361-13-031157
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130806
FILED AS OF DATE: 20130808
DATE AS OF CHANGE: 20130808
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LGL GROUP INC
CENTRAL INDEX KEY: 0000061004
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 381799862
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2525 SHADER ROAD
CITY: ORLANDO
STATE: FL
ZIP: 32804
BUSINESS PHONE: (407) 298-2000
MAIL ADDRESS:
STREET 1: 2525 SHADER ROAD
CITY: ORLANDO
STATE: FL
ZIP: 32804
FORMER COMPANY:
FORMER CONFORMED NAME: LYNCH CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GUARINO PATRICK J
CENTRAL INDEX KEY: 0001032096
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00106
FILM NUMBER: 131022812
MAIL ADDRESS:
STREET 1: P O BOX 696000
CITY: SAN ANTONIO
STATE: TX
ZIP: 78269-6000
4
1
doc1.xml
FORM 4
X0306
4
2013-08-06
0
0000061004
LGL GROUP INC
LGL
0001032096
GUARINO PATRICK J
C/O THE LGL GROUP, INC.
2525 SHADER ROAD
ORLANDO
FL
32804
1
0
0
0
Common Stock Warrants (right to purchase)
7.50
2013-08-06
4
J
0
80175
0
A
2018-08-06
Common Stock, par value $0.01 per share
3207
80175
D
1. On August 6, 2013, holders of the Issuer's Common Stock, par value $0.01per share (the "Common Stock"), received a dividend of five Common Stock Warrants (the "Warrants") for each share of Common Stock held by such holder as of July 29, 2013. When exercisable, 25 Warrants will entitle their holder to purchase one share of Common Stock at an exercise price of $7.50 per share, as may be adjusted in accordance with the terms of the Warrants.
2. The Warrants become exercisable on the earlier of (i) August 6, 2018, and (ii) such date that the 30-day volume weighted average price per share, or VWAP, of the Common Stock is greater than or equal to $15.00. Any unexercised Warrants will expire at 5:00 p.m., Eastern Time, on August 6, 2018.
/s/ R. LaDuane Clifton - Attorney-in-fact
2013-08-08