0000807249-17-000163.txt : 20170925
0000807249-17-000163.hdr.sgml : 20170925
20170925145817
ACCESSION NUMBER: 0000807249-17-000163
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170905
FILED AS OF DATE: 20170925
DATE AS OF CHANGE: 20170925
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GABELLI MARIO J
CENTRAL INDEX KEY: 0001185533
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00106
FILM NUMBER: 171099593
MAIL ADDRESS:
STREET 1: C/O GAMCO INVESTORS, INC
STREET 2: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LGL GROUP INC
CENTRAL INDEX KEY: 0000061004
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 381799862
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2525 SHADER ROAD
CITY: ORLANDO
STATE: FL
ZIP: 32804
BUSINESS PHONE: (407) 298-2000
MAIL ADDRESS:
STREET 1: 2525 SHADER ROAD
CITY: ORLANDO
STATE: FL
ZIP: 32804
FORMER COMPANY:
FORMER CONFORMED NAME: LYNCH CORP
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-09-05
0
0000061004
LGL GROUP INC
LGL
0001185533
GABELLI MARIO J
C/O GAMCO INVESTORS, INC
ONE CORPORATE CENTER
RYE
NY
10580
0
0
1
0
Common Stock
244161
D
Common Stock
121900
I
By: GGCP, Inc.
Common Stock
96756
I
By: MJG-IV Limited Partnership
Subscription Rights
5.5
2017-09-05
4
J
0
732483
0
A
2017-09-05
2017-10-10
Common Stock
183121
732483
D
Subscription Rights
5.5
2017-09-05
4
J
0
365700
0
A
2017-09-05
2017-10-10
Common Stock
91425
365700
I
By: GGCP, Inc.
Subscription Rights
5.5
2017-09-05
4
J
0
290268
0
A
2017-09-05
2017-10-10
Common Stock
72567
290268
I
By: MJG-IV Limited Partnership
These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.
These shares are owned by MJG-IV Limited Partnership ("MJG-IV"). Mr. Gabelli is deemed the beneficial owner of the shares owned by MJG-IV since he is the general partner. Mr. Gabelli has less than a 100% interest in MJG-IV and disclaims beneficial ownership of the shares held by MJG-IV in excess of his pecuniary interest.
The Reporting Person received three subscription rights for each share of Common Stock owned on 9/5/2017 at no cost. Each right entitles the holder to purchase one fourth of a share of the Issuer's Common Stock at a subscription price of $5.50 per whole share of Common Stock.
/s/Douglas R. Jamieson, Attorney-In-Fact for Mario J. Gabelli
2017-09-25