0000807249-17-000163.txt : 20170925 0000807249-17-000163.hdr.sgml : 20170925 20170925145817 ACCESSION NUMBER: 0000807249-17-000163 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170905 FILED AS OF DATE: 20170925 DATE AS OF CHANGE: 20170925 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GABELLI MARIO J CENTRAL INDEX KEY: 0001185533 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00106 FILM NUMBER: 171099593 MAIL ADDRESS: STREET 1: C/O GAMCO INVESTORS, INC STREET 2: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LGL GROUP INC CENTRAL INDEX KEY: 0000061004 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 381799862 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 SHADER ROAD CITY: ORLANDO STATE: FL ZIP: 32804 BUSINESS PHONE: (407) 298-2000 MAIL ADDRESS: STREET 1: 2525 SHADER ROAD CITY: ORLANDO STATE: FL ZIP: 32804 FORMER COMPANY: FORMER CONFORMED NAME: LYNCH CORP DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-09-05 0 0000061004 LGL GROUP INC LGL 0001185533 GABELLI MARIO J C/O GAMCO INVESTORS, INC ONE CORPORATE CENTER RYE NY 10580 0 0 1 0 Common Stock 244161 D Common Stock 121900 I By: GGCP, Inc. Common Stock 96756 I By: MJG-IV Limited Partnership Subscription Rights 5.5 2017-09-05 4 J 0 732483 0 A 2017-09-05 2017-10-10 Common Stock 183121 732483 D Subscription Rights 5.5 2017-09-05 4 J 0 365700 0 A 2017-09-05 2017-10-10 Common Stock 91425 365700 I By: GGCP, Inc. Subscription Rights 5.5 2017-09-05 4 J 0 290268 0 A 2017-09-05 2017-10-10 Common Stock 72567 290268 I By: MJG-IV Limited Partnership These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest. These shares are owned by MJG-IV Limited Partnership ("MJG-IV"). Mr. Gabelli is deemed the beneficial owner of the shares owned by MJG-IV since he is the general partner. Mr. Gabelli has less than a 100% interest in MJG-IV and disclaims beneficial ownership of the shares held by MJG-IV in excess of his pecuniary interest. The Reporting Person received three subscription rights for each share of Common Stock owned on 9/5/2017 at no cost. Each right entitles the holder to purchase one fourth of a share of the Issuer's Common Stock at a subscription price of $5.50 per whole share of Common Stock. /s/Douglas R. Jamieson, Attorney-In-Fact for Mario J. Gabelli 2017-09-25