0001472668-14-000029.txt : 20141117 0001472668-14-000029.hdr.sgml : 20141117 20141117143653 ACCESSION NUMBER: 0001472668-14-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141113 FILED AS OF DATE: 20141117 DATE AS OF CHANGE: 20141117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LYDALL INC /DE/ CENTRAL INDEX KEY: 0000060977 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 060865505 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE COLONIAL RD STREET 2: P O BOX 151 CITY: MANCHESTER STATE: CT ZIP: 06045-0151 BUSINESS PHONE: 2036461233 FORMER COMPANY: FORMER CONFORMED NAME: COLONIAL BOARD CO DATE OF NAME CHANGE: 19700115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARNHART DALE G CENTRAL INDEX KEY: 0001410837 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07665 FILM NUMBER: 141227454 MAIL ADDRESS: STREET 1: C/O LYDALL, INC. STREET 2: 1 COLONIAL ROAD PO BOX 151 CITY: MANCHESTER STATE: CT ZIP: 06040 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-11-13 0000060977 LYDALL INC /DE/ LDL 0001410837 BARNHART DALE G C/O LYDALL, INC. ONE COLONIAL ROAD, P.O. BOX 151 MANCHESTER CT 06045-0151 1 1 0 0 President & CEO Common Stock 2014-11-13 4 M 0 30000 11.12 A 279999 D Common Stock 2014-11-13 4 M 0 4000 9.70 A 283999 D Common Stock 2014-11-13 4 M 0 5000 4.64 A 288999 D Common Stock 2014-11-13 4 M 0 315 7.80 A 289314 D Common Stock 2014-11-13 4 M 0 3238 8.94 A 292552 D Common Stock 2014-11-13 4 S 0 42553 28.8273 D 249999 D Common Stock 2014-11-14 4 M 0 9262 8.94 A 259261 D Common Stock 2014-11-14 4 M 0 22185 7.80 A 281446 D Common Stock 2014-11-14 4 S 0 31447 28.8929 D 249999 D Common Stock 11.12 2014-11-13 4 M 0 30000 0 D 2008-10-24 2017-10-23 Common Stock 30000 0 D Common Stock 9.70 2014-11-13 4 M 0 4000 0 D 2008-12-03 2017-12-02 Common Stock 4000 0 D Common Stock 4.64 2014-11-13 4 M 0 5000 0 D 2009-12-09 2018-12-08 Common Stock 5000 0 D Common Stock 7.80 2014-11-13 4 M 0 315 0 D 2011-12-09 2020-12-08 Common Stock 315 22185 D Common Stock 8.94 2014-11-13 4 M 0 3238 0 D 2012-12-19 2021-12-18 Common Stock 3238 9262 D Common Stock 8.94 2014-11-14 4 M 0 9262 0 D 2012-12-19 2021-12-18 Common Stock 9262 0 D Common Stock 7.80 2014-11-14 4 M 0 22185 0 D 2011-12-09 2020-12-08 Common Stock 22185 0 D Represents the exercise of 51,815 Incentive Stock Options by the Reporting Person granted under the Issuer's Amended and Restated 2003 Stock Incentive Compensation Plan. The price reported is the weighted average of all the shares sold on November 13, 2014. The shares were sold at prices ranging from $28.75 to $28.95. The Reporting Person undertakes, upon request by the Staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Represents the exercise of 22,185 Non-Qualified Stock Options by the Reporting Person granted under the Issuer's Amended and Restated 2003 Stock Incentive Compensation Plan. The price reported is the weighted average of all the shares sold on November 14, 2014. The shares were sold at prices ranging from $28.75 to $29.02. The Reporting Person undertakes, upon request by the Staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Incentive Stock Options granted under the Amended and Restated 2003 Stock Incentive Compensation Plan. Options become exercisable at the rate of 25% per year, beginning one year from initial grant date. Chad A. McDaniel, Attorney-in-fact, for Dale G. Barnhart 2014-11-17