-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VlxdvagONx4V3BrhE8pfGSsYGH5eo2sVx94C0hEaEe45nGWAZVm/ZPgVU4MHLyPg 1nXBSt/3zqj0KPeRIIpfsA== 0001446439-10-000002.txt : 20100303 0001446439-10-000002.hdr.sgml : 20100303 20100303121947 ACCESSION NUMBER: 0001446439-10-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100301 FILED AS OF DATE: 20100303 DATE AS OF CHANGE: 20100303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIRK STEPHEN F CENTRAL INDEX KEY: 0001015037 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 10652220 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL CORP CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-03-01 0 0000060751 LUBRIZOL CORP LZ 0001015037 KIRK STEPHEN F 29400 LAKELAND BLVD WICKLIFFE OH 44092 0 1 0 0 COO & SVP Common Shares 2010-03-01 4 M 0 8000 27.77 A 96641 D Common Shares 2010-03-01 4 S 0 8000 77.75 D 88641 D Common Shares 531 I By 401(k) Plan Non-Qualified Stock Option (Right to Buy) 27.77 2010-03-01 4 M 0 8000 0 D 2019-02-23 Common Shares 8000 38800 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2010. The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11. These options vest in three installments as follows: 50% on February 23, 2010, 25% on February 23, 2011, and 25% on February 23, 2012. Mary Giulivo for Stephen F. Kirk 2010-03-03 -----END PRIVACY-ENHANCED MESSAGE-----