0001446345-11-000003.txt : 20110315 0001446345-11-000003.hdr.sgml : 20110315 20110315154716 ACCESSION NUMBER: 0001446345-11-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110314 FILED AS OF DATE: 20110315 DATE AS OF CHANGE: 20110315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graf Robert CENTRAL INDEX KEY: 0001446345 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 11688553 MAIL ADDRESS: STREET 1: 29400 LAKELAND BOULEVARD CITY: WICKLIFFE STATE: OH ZIP: 44092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL Corp CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 4409434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 FORMER COMPANY: FORMER CONFORMED NAME: LUBRIZOL CORP DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-03-14 0 0000060751 LUBRIZOL Corp LZ 0001446345 Graf Robert 29400 LAKELAND BOULEVARD WICKLIFFE OH 44092 0 1 0 0 Vice President Common Shares 2011-03-14 4 M 0 1750 27.77 A 9985 D Common Shares 2011-03-14 4 S 0 1750 133.77 D 8235 D Common Shares 2026 I By 401(k) Plan Nonqualified Stock Option (Right to Buy) 27.77 2011-03-14 4 M 0 1750 0 D 2019-02-23 Common Shares 1750 3500 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2010, and effective December 6, 2010 through December 6, 2011. The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11. These options vested in three installments as follows: 50% on February 23, 2010, 25% on February 23, 2011, and 25% on February 23, 2012. Mary Giulivo for Robert T. Graf 2011-03-15