-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OU7lbMwYa3hLRaxlRzsCceOr4/ee0FU0W/BKi2C5sy/e1HO2ORC5IE/uO9JAjjFX Dr0t+Lq5rVYv3Arlhfd62w== 0001446345-10-000004.txt : 20100224 0001446345-10-000004.hdr.sgml : 20100224 20100224103842 ACCESSION NUMBER: 0001446345-10-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100222 FILED AS OF DATE: 20100224 DATE AS OF CHANGE: 20100224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEWIS GREGORY R CENTRAL INDEX KEY: 0001141230 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 10628554 MAIL ADDRESS: STREET 1: LUBRIZOL CORP STREET 2: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL CORP CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-02-22 0 0000060751 LUBRIZOL CORP LZ 0001141230 LEWIS GREGORY R LUBRIZOL CORP 29400 LAKELAND BLVD WICKLIFFE OH 44092 0 1 0 0 VP Common Shares 2010-02-22 4 A 0 2720 0 A 12945 D Common Shares 2010-02-22 4 F 0 926 78.18 D 12019 D Common Shares 2010-02-23 4 S 0 1794 77.56 D 10225 D Common Shares 2010-02-23 4 M 0 3500 27.77 A 13725 D Common Shares 2010-02-23 4 S 0 3500 77.5 D 10225 D Common Shares 20 I By 401(k) Plan Non-Qualified Stock Option (Right to Buy) 78.18 2010-02-22 4 A 0 1600 0 A 2020-02-22 Common Shares 1600 1600 D Non-Qualified Stock Option (Right to Buy) 27.77 2010-02-23 4 M 0 3500 0 D 2019-02-23 Common Shares 3500 3500 D This price represents the weighted average sale price of the common shares reported on this line. The range of sale prices for the transactions reported on this line is between $77.56 and $77.57. The reporting person hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11. These options become exercisable on the first three anniversaries of the grant date as follows: 50% on the first anniversary, 25% on the second anniversary and 25% on the third anniversary. These options vest in three installments as follows: 50% on February 23, 2010, 25% on February 23, 2011, and 25% on February 23, 2012. Mary Giulivo for Gregory R. Lewis 2010-02-24 -----END PRIVACY-ENHANCED MESSAGE-----