-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NqZgahCCcEcyWW3IQ38UWi0GnJNfgplh8TcSRYpB8CPa9gkfpaIlCkygBoguFHMv HsJqyZmq/7OpjZ+2uqOftg== 0001446345-09-000002.txt : 20090917 0001446345-09-000002.hdr.sgml : 20090917 20090917140120 ACCESSION NUMBER: 0001446345-09-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090916 FILED AS OF DATE: 20090917 DATE AS OF CHANGE: 20090917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graf Robert CENTRAL INDEX KEY: 0001446345 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 091074175 MAIL ADDRESS: STREET 1: 29400 LAKELAND BOULEVARD CITY: WICKLIFFE STATE: OH ZIP: 44092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL CORP CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-09-16 0 0000060751 LUBRIZOL CORP LZ 0001446345 Graf Robert 29400 LAKELAND BOULEVARD WICKLIFFE OH 44092 0 1 0 0 Vice President Common Shares 2009-09-16 4 M 0 1750 34.075 A 5685 D Common Shares 2009-09-16 4 S 0 1750 70 D 3935 D Common Shares 1996 I By 401(k) Plan Employee Stock Option (Right to Buy) 34.075 2009-09-16 4 M 0 1750 0 D 2012-03-25 Common Shares 1750 0 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2009. The amount of securities beneficially owned following the transaction includes deferred share units held in one or more of the issuer's deferred compensation plans, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11. These options vested in three installments as follows: 50% on March 25, 2003, 25% on March 25, 2004, and 25% on March 25, 2005. Benita R. Burton for Robert T. Graf 2009-09-17 -----END PRIVACY-ENHANCED MESSAGE-----