-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I+hMiZfTEMkzUs8PhjLKAWgcUK7l7CMbFMGs16VJQ5sX16ppiTolMPUJ9rrWSv// yZa4p3sOYSrSzbfsB6+RQg== 0001297256-10-000003.txt : 20100803 0001297256-10-000003.hdr.sgml : 20100803 20100803162326 ACCESSION NUMBER: 0001297256-10-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100802 FILED AS OF DATE: 20100803 DATE AS OF CHANGE: 20100803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Saunier Patrick H CENTRAL INDEX KEY: 0001297256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 10987911 MAIL ADDRESS: STREET 1: 29400 LAKELAND BOULEVARD CITY: WICKLIFFE STATE: OH ZIP: 44092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL Corp CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 4409434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 FORMER COMPANY: FORMER CONFORMED NAME: LUBRIZOL CORP DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-08-02 0 0000060751 LUBRIZOL Corp LZ 0001297256 Saunier Patrick H 29400 LAKELAND BOULEVARD WICKLIFFE OH 44092 0 1 0 0 Vice President Common Shares 2010-08-02 4 M 0 2600 39.44 A 29044 D Common Shares 2010-08-02 4 S 0 2600 95 D 26444 D Common Shares 4133 I By 401(k) Plan Non-Qualified Stock Option (right to buy) 39.44 2010-08-02 4 M 0 2600 0 D 2015-04-25 Common Shares 2600 0 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2010, and effective June 5, 2010 through June 4, 2011. The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11. These options vested in three installments as follows: 50% on April 25, 2006, 25% on April 25, 2007, and 25% on April 25, 2008. Benita R. Burton for Patrick H. Saunier 2010-08-03 -----END PRIVACY-ENHANCED MESSAGE-----