-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OPfVtXWHX9gMjN9nWV420X+JVpEy/a7W1lsEwC3qyVl1dFgcj7Cs2cQgm8gd5nOa kOg64Z5Bh4txuSaiX4cAlQ== 0001297256-10-000001.txt : 20100611 0001297256-10-000001.hdr.sgml : 20100611 20100611170231 ACCESSION NUMBER: 0001297256-10-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100610 FILED AS OF DATE: 20100611 DATE AS OF CHANGE: 20100611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Saunier Patrick H CENTRAL INDEX KEY: 0001297256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 10893064 MAIL ADDRESS: STREET 1: 29400 LAKELAND BOULEVARD CITY: WICKLIFFE STATE: OH ZIP: 44092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL CORP CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-06-10 0 0000060751 LUBRIZOL CORP LZ 0001297256 Saunier Patrick H 29400 LAKELAND BOULEVARD WICKLIFFE OH 44092 0 1 0 0 Vice President Common Shares 2010-06-10 4 M 0 5700 39.44 A 32050 D Common Shares 2010-06-10 4 S 0 5700 86 D 26359 D Common Shares 4137 I By 401(k) Plan Non-Qualified Stock Option (Right to Buy) 39.44 2010-06-10 4 M 0 5700 0 D 2015-04-25 Common Shares 5700 6000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2010, and effective June 5, 2010 through June 4, 2011 The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11. These options vested in three installments as follows: 50% on April 25, 2006, 25% on April 25, 2007, and 25% on April 25, 2008. Mary Giulivo for Patrick H. Saunier 2010-06-11 -----END PRIVACY-ENHANCED MESSAGE-----