-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bf51bD5ZawWSgQqksktdLL/UZjziTCWcVTr222uoKge7Qf2cL4q7eg9hZWtUZHD9 hoXhkaDkA2s/fpREPEzhbg== 0001297256-09-000006.txt : 20090827 0001297256-09-000006.hdr.sgml : 20090827 20090827142109 ACCESSION NUMBER: 0001297256-09-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090825 FILED AS OF DATE: 20090827 DATE AS OF CHANGE: 20090827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Saunier Patrick H CENTRAL INDEX KEY: 0001297256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 091039009 MAIL ADDRESS: STREET 1: 29400 LAKELAND BOULEVARD CITY: WICKLIFFE STATE: OH ZIP: 44092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL CORP CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-08-25 0 0000060751 LUBRIZOL CORP LZ 0001297256 Saunier Patrick H 29400 LAKELAND BOULEVARD WICKLIFFE OH 44092 0 1 0 0 Vice President Common Shares 2009-08-25 4 M 0 2000 30.365 A 24170 D Common Shares 2009-08-25 4 M 0 2000 30.7 A 26170 D Common Shares 2009-08-25 4 D 0 4000 62.85 D 22170 D Common Shares 3579 I By 401(k) Plan Stock Appreciation Rights 30.365 2009-08-25 4 M 0 2000 0 D 2011-03-26 Common Shares 2000 0 D Stock Appreciation Rights 30.7 2009-08-25 4 M 0 2000 0 D 2011-03-26 Common Shares 2000 0 D The amount of securities beneficially owned following the transaction includes common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11. These options vested in three installments as follows: 50% on March 26, 2002; 25% on March 26, 2003; and 25% on March 26, 2004. Mary Giulivo for Patrick H. Saunier 2009-08-27 -----END PRIVACY-ENHANCED MESSAGE-----