-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KvkDhvdL0Qf9ITODrKtRTFfnOeCx0+fduZEWPE9cmPAOWQEnX8nK1wdmWx+dhSD5 W4CjpMaWs7Vopew0zZ0p/g== 0001294247-09-000002.txt : 20091120 0001294247-09-000002.hdr.sgml : 20091120 20091120140954 ACCESSION NUMBER: 0001294247-09-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091118 FILED AS OF DATE: 20091120 DATE AS OF CHANGE: 20091120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Saunier Patrick H CENTRAL INDEX KEY: 0001297256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 091198169 MAIL ADDRESS: STREET 1: 29400 LAKELAND BOULEVARD CITY: WICKLIFFE STATE: OH ZIP: 44092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL CORP CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-11-18 0 0000060751 LUBRIZOL CORP LZ 0001297256 Saunier Patrick H 29400 LAKELAND BOULEVARD WICKLIFFE OH 44092 0 1 0 0 Vice President Common Shares 2009-11-18 4 M 0 2000 34.075 A 24250 D Common Shares 2009-11-18 4 D 0 2000 75.725 D 22250 D Common Shares 3713 I By 401(k) Plan Stock Appreciation Rights 34.075 2009-11-18 4 M 0 2000 0 D 2012-03-25 Common Shares 2000 0 D The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11. These stock appreciation rights vested in three installments as follows: 50% on March 25, 2003, 25% on March 25, 2004, and 25% on March 25, 2005. Benita R. Burton for Patrick H. Saunier 2009-11-20 -----END PRIVACY-ENHANCED MESSAGE-----