0001279750-11-000010.txt : 20110919
0001279750-11-000010.hdr.sgml : 20110919
20110919165010
ACCESSION NUMBER: 0001279750-11-000010
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110915
FILED AS OF DATE: 20110919
DATE AS OF CHANGE: 20110919
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sheets Daniel L
CENTRAL INDEX KEY: 0001446439
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05263
FILM NUMBER: 111097706
MAIL ADDRESS:
STREET 1: 29400 LAKELAND BOULEVARD
CITY: WICKLIFFE
STATE: OH
ZIP: 44092
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LUBRIZOL Corp
CENTRAL INDEX KEY: 0000060751
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 340367600
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 29400 LAKELAND BLVD
CITY: WICKLIFFE
STATE: OH
ZIP: 44092
BUSINESS PHONE: 4409434200
MAIL ADDRESS:
STREET 1: 29400 LAKELAND BLVD
CITY: WICKLIFFE
STATE: OH
ZIP: 44092
FORMER COMPANY:
FORMER CONFORMED NAME: LUBRIZOL CORP
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2011-09-15
1
0000060751
LUBRIZOL Corp
LZ
0001446439
Sheets Daniel L
29400 LAKELAND BOULEVARD
WICKLIFFE
OH
44092
0
1
0
0
Vice President
Common Shares
2011-09-15
4
I
0
80
134.99
D
4106
D
Common Shares
2011-09-15
4
I
0
10392
134.99
D
0
I
By 401(k) Plan
Common Shares
2011-09-16
4
D
0
4106
135
D
0
D
Nonqualified Stock Option (Right to Buy)
109.35
2011-09-16
4
D
0
3600
25.65
D
2021-02-22
Common Shares
3600
0
D
Nonqualified Stock Option (Right to Buy)
78.18
2011-09-16
4
D
0
3100
56.82
D
2020-02-22
Common Shares
3100
0
D
Nonqualified Stock Option (Right to Buy)
27.77
2011-09-16
4
D
0
6850
107.23
D
2019-02-23
Common Shares
6850
0
D
The amount of securities beneficially owned includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
This option granted on February 22, 2011, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
This option granted on February 22, 2010, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
This option granted on February 23, 2009, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
/s/ Mary Giulivo for Daniel L. Sheets
2011-09-19