0001279750-11-000008.txt : 20110919 0001279750-11-000008.hdr.sgml : 20110919 20110919152533 ACCESSION NUMBER: 0001279750-11-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110915 FILED AS OF DATE: 20110919 DATE AS OF CHANGE: 20110919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORWOOD LARRY D CENTRAL INDEX KEY: 0001279750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 111097257 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD. CITY: WICKLIFFE STATE: OH ZIP: 44092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL Corp CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 4409434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 FORMER COMPANY: FORMER CONFORMED NAME: LUBRIZOL CORP DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-09-15 1 0000060751 LUBRIZOL Corp LZ 0001279750 NORWOOD LARRY D 29400 LAKELAND BLVD. WICKLIFFE OH 44092 0 1 0 0 Vice President Common Shares 2011-09-15 4 I 0 1895 134.99 D 0 I By 401(k) Plan Common Shares 2011-09-15 4 I 0 7898 134.99 D 17161 D Common Shares 2011-09-16 4 D 0 17161 135 D 0 D Nonqualified Stock Option (Right to Buy) 109.35 2011-09-16 4 D 0 2600 25.65 D 2021-02-22 Common Shares 2600 0 D Nonqualified Stock Option (Right to Buy) 78.18 2011-09-16 4 D 0 3100 56.82 D 2020-02-22 Common Shares 3100 0 D Nonqualified Stock Option (Right to Buy) 27.77 2011-09-16 4 D 0 6700 107.23 D 2019-02-23 Common Shares 6700 0 D Phantom Shares 2011-09-16 4 D 0 1056 135 D Common Shares 1056 0 D The amount of securities beneficially owned includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11. This option granted on February 22, 2011, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share. This option granted on February 22, 2010, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share. This option granted on February 23, 2009, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share. Phantom shares were acquired in deferred compensation plans and are payable in cash on a one-for-one basis after the third anniversary of the deferral of compensation for a participation year. The phantom shares were cancelled in the merger in exchange for the cash payment indicated in column 8. /s/Mary Giulivo for Larry D. Norwood 2011-09-19