-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EgW66eTAM2GUn+q7ioXp245vThwsQ3OPhENrLxDV6OmhBJwtNPldBQ1ibgLAXgkU h/pLV3FpR/ScP6d3GTzpbw== 0001279750-10-000002.txt : 20100303 0001279750-10-000002.hdr.sgml : 20100303 20100303150024 ACCESSION NUMBER: 0001279750-10-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100301 FILED AS OF DATE: 20100303 DATE AS OF CHANGE: 20100303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORWOOD LARRY D CENTRAL INDEX KEY: 0001279750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 10653113 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD. CITY: WICKLIFFE STATE: OH ZIP: 44092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL CORP CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-03-01 0 0000060751 LUBRIZOL CORP LZ 0001279750 NORWOOD LARRY D 29400 LAKELAND BLVD. WICKLIFFE OH 44092 0 1 0 0 VP Common Shares 2010-03-01 4 M 0 2000 30.335 A 19798 D Common Shares 2010-03-01 4 S 0 2000 80 D 17798 D Common Shares 2010-03-03 4 M 0 2500 30.175 A 20298 D Common Shares 2010-03-03 4 S 0 2500 82.5 D 17798 D Common Shares 1873 I By 401(k) Plan Non-Qualified Stock Option (Right to Buy) 30.335 2010-03-01 4 M 0 2000 0 D 2013-03-24 Common Shares 2000 0 D Non-Qualified Stock Option (Right to Buy) 30.175 2010-03-03 4 M 0 2500 0 D 2014-03-22 Common Shares 2500 2500 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2010. The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11. These options vested in three installments as follows: 50% on March 24, 2004, 25% on March 24, 2005, and 25% on March 24, 2006. These options vested in three installments as follows: 50% on March 22, 2005, 25% on March 22, 2006, and 25% on March 22, 2007. Mary P. Giulivo for Larry D. Norwood 2010-03-03 -----END PRIVACY-ENHANCED MESSAGE-----