-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VsQUx+LpK6/YoeiUJNCioZEx+vZHDUDz12XTSs8IFjTfG4imZSijiBD/HbpzLfnD g9a6/1BIFM4aDMeXlfGSqg== 0001141230-09-000004.txt : 20090805 0001141230-09-000004.hdr.sgml : 20090805 20090805150826 ACCESSION NUMBER: 0001141230-09-000004 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090803 FILED AS OF DATE: 20090805 DATE AS OF CHANGE: 20090805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEWIS GREGORY R CENTRAL INDEX KEY: 0001141230 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 09988023 MAIL ADDRESS: STREET 1: LUBRIZOL CORP STREET 2: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL CORP CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0303 4/A 2009-08-03 2009-08-05 0 0000060751 LUBRIZOL CORP lz 0001141230 LEWIS GREGORY R LUBRIZOL CORP 29400 LAKELAND BLVD WICKLIFFE OH 44092 0 1 0 0 Vice President Common Shares 2009-08-03 4 M 0 5000 30.335 A 17697 D Common Shares 2009-08-03 4 S 0 5000 59.38 D 12697 D Common Shares 2009-08-03 4 S 0 2563 59.41 D 10134 D Common Shares 2009-08-03 4 I 0 1773 59.99 D 0 I By 401(k) Plan Common Shares 2009-08-04 4 M 0 2500 34.075 A 12634 D Common Shares 2009-08-04 4 S 0 2500 59.9 D 10134 D Employee Stock Option (Right to Buy) 30.335 2009-08-03 4 M 0 5000 0 D 2013-03-24 Common Shares 5000 0 D Employee Stock Option (Right to Buy) 34.075 2009-08-04 4 M 0 2500 0 D 2012-03-25 Common Shares 2500 0 D This price represents the weighted average sale price of the common shares reported on this line. The range of sale prices for the transactions reported on this line is between $59.32 and $59.47. The reporting person hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. This price represents the weighted average sale price of the common shares reported on this line. The range of sale prices for the transactions reported on this line is between $59.41 and $59.42. The reporting person hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. The amount of securities beneficially owned following the transaction includes common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11. These options vested in three installments as follows: 50% on March 24, 2004, 25% on March 24, 2005, and 25% on March 24, 2006. These options vested in three installments as follows: 50% on March 25, 2003, 25% on March 25, 2004, and 25% on March 25, 2005. Benita R. Burton for Gregory R. Lewis 2009-08-05 -----END PRIVACY-ENHANCED MESSAGE-----