-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ku2nE7y8ND+s6YIT+v2aJ73ckDuFIW9wAGJezRV9grjNTKM8u9Wny+NBz2XUejhm NcBarNNuI7+QSZgBhb04+Q== 0001110634-10-000002.txt : 20100304 0001110634-10-000002.hdr.sgml : 20100304 20100304160424 ACCESSION NUMBER: 0001110634-10-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100302 FILED AS OF DATE: 20100304 DATE AS OF CHANGE: 20100304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COOLEY CHARLES P CENTRAL INDEX KEY: 0001058933 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 10657343 MAIL ADDRESS: STREET 1: LUBRIZOL CORP STREET 2: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL CORP CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-03-02 0 0000060751 LUBRIZOL CORP LZ 0001058933 COOLEY CHARLES P LUBRIZOL CORP 29400 LAKELAND BLVD WICKLIFFE OH 44092 0 1 0 0 SVP & CFO Common Shares 2010-03-02 4 M 0 5000 43.065 A 49875 D Common Shares 2010-03-02 4 S 0 5000 82 D 44875 D Common Shares 2010-03-03 4 M 0 12900 53.07 A 57775 D Common Shares 2010-03-03 4 S 0 12900 84 D 44875 D Common Shares 2010-03-03 4 M 0 11000 43.065 A 55875 D Common Shares 2010-03-03 4 S 0 11000 82 D 44875 D Common Shares 2010-03-04 4 M 0 12000 53.07 A 56875 D Common Shares 2010-03-04 4 S 0 12000 86 D 44875 D Common Shares 3200 I By 401(k) Plan Non-Qualified Stock Option (Right to Buy) 43.065 2010-03-02 4 M 0 5000 0 D 2005-12-12 Common Shares 5000 11000 D Non-Qualified Stock Option (Right to Buy) 53.07 2010-03-03 4 M 0 12900 0 D 2017-02-20 Common Shares 12900 12000 D Non-Qualified Stock Option (Right to Buy) 43.065 2010-03-03 4 M 0 11000 0 D 2015-12-12 Common Shares 11000 0 D Non-Qualified Stock Option (Right to Buy) 53.07 2010-03-04 4 M 0 12000 0 D 2017-02-20 Common Shares 12000 0 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2010. The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11. These options vested in three installments as follows: 50% on December 12, 2006, 25% on December 12, 2007, and 25% on December 12, 2008. These options vested in three installments as follows: 50% on February 20, 2008, 25% on February 20, 2009, and 25% on February 20, 2010. Mary Giulivo for Charles P. Cooley 2010-03-04 -----END PRIVACY-ENHANCED MESSAGE-----