-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ETDAJFHxokUwUJ9gbs5wbcUnZcVKEjYyLjU9m0/2qCfiEx0fHPKSyOyvN6tprogD /Cn6F2ua9CuX80h4vN61ng== 0001110634-10-000001.txt : 20100304 0001110634-10-000001.hdr.sgml : 20100304 20100304145233 ACCESSION NUMBER: 0001110634-10-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100302 FILED AS OF DATE: 20100304 DATE AS OF CHANGE: 20100304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAMBRICK JAMES L CENTRAL INDEX KEY: 0001110634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 10656903 MAIL ADDRESS: STREET 1: C/O THE LUBRIZOL CORPORATION STREET 2: 29400 LAKELAND BOULEVARD CITY: WICKLIFFE STATE: OH ZIP: 44092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL CORP CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-03-02 0 0000060751 LUBRIZOL CORP LZ 0001110634 HAMBRICK JAMES L C/O THE LUBRIZOL CORPORATION 29400 LAKELAND BOULEVARD WICKLIFFE OH 44092 0 1 0 0 Chairman, Pres & CEO Common Shares 2010-03-02 4 M 0 3100 30.365 A 312208 D Common Shares 2010-03-02 4 S 0 3100 82 D 309108 D Common Shares 2010-03-03 4 M 0 5150 30.365 A 314258 D Common Shares 2010-03-03 4 S 0 5150 82 D 309108 D Common Shares 2010-03-03 4 M 0 8250 30.365 A 317358 D Common Shares 2010-03-03 4 S 0 8250 84 D 309108 D Common Shares 2010-03-04 4 M 0 8250 30.365 A 317358 D Common Shares 2010-03-04 4 S 0 8250 86 D 309108 D Common Shares 17471 I By 401(k) Plan Non-Qualified Stock Option (Right to Buy) 30.365 2010-03-02 4 M 0 3100 0 D 2010-03-26 Common Shares 3100 13400 D Non-Qualified Stock Option (Right to Buy) 30.365 2010-03-03 4 M 0 5150 0 D 2010-03-26 Common Shares 5150 8250 D Non-Qualified Stock Option (Right to Buy) 30.365 2010-03-03 4 M 0 8250 0 D 2010-03-26 Common Shares 8250 0 D Non-Qualified Stock Option (Right to Buy) 30.365 2010-03-04 4 M 0 8250 0 D 2010-03-26 Common Shares 8250 8250 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2010. This price represents the weighted average sale price of the common shares reported on this line. The range of sale prices for the transactions reported on this line is between $86.00 and $86.03. The reporting person hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11. These options vested in three installments as follows: 50% on March 26, 2002, 25% on March 26, 2003, and 25% on March 26, 2004. Mary Giulivo for James L. Hambrick 2010-03-04 -----END PRIVACY-ENHANCED MESSAGE-----