-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AgcLb+q5RkPHDBD7wn4FLCtH3Me0WDuBYsg6b5791L07GND3tAUcaBclRv5gHMTE 964eBQfmduZsp/3BpU6pAQ== 0001110634-06-000007.txt : 20061120 0001110634-06-000007.hdr.sgml : 20061120 20061120145126 ACCESSION NUMBER: 0001110634-06-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061116 FILED AS OF DATE: 20061120 DATE AS OF CHANGE: 20061120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL CORP CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAMBRICK JAMES L CENTRAL INDEX KEY: 0001110634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 061229532 BUSINESS ADDRESS: BUSINESS PHONE: 4409434200 MAIL ADDRESS: STREET 1: C/O THE LUBRIZOL CORPORATION STREET 2: 29400 LAKELAND BOULEVARD CITY: WICKLIFFE STATE: OH ZIP: 44092 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-11-16 0 0000060751 LUBRIZOL CORP LZ 0001110634 HAMBRICK JAMES L C/O THE LUBRIZOL CORPORATION 29400 LAKELAND BOULEVARD WICKLIFFE OH 44092 0 1 0 0 Chairman, President & CEO Common Shares 2006-11-16 4 M 0 2250 37.7813 A 47758.7454 D Common Shares 2006-11-16 4 F 0 1915 48.305 D 45843.7454 D Common Shares 2006-11-17 4 M 0 5000 21.3438 A 50843.7454 D Common Shares 2006-11-17 4 F 0 3108 48.045 D 47735.7454 D Common Shares 16175.72 I Trust Employee Stock Option (Right to Buy) 37.7813 2006-11-16 4 M 0 2250 0 D 1998-03-23 2008-03-23 Common Shares 2250 0 D Employee Stock Option (Right to Buy) 21.3438 2006-11-17 4 M 0 5000 0 D 1999-03-22 2009-03-22 Common Shares 5000 0 D Reflects acquisitions pursuant to a dividend reinvestment plan exempt under Rule 16a-11. Reflects end-of-period holdings resulting from acquisitions pursuant to a qualified plan, which are exempt under Rule 16b-3(c). Options vest 50% one year after grant date, 75% two years after grant date and 100% three years after grant date. /s/James L. Hambrick by Peggy A. Wyszynski 2006-11-20 -----END PRIVACY-ENHANCED MESSAGE-----