-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OL45+p//jWtdosxh8xY4ryQod9iDb94TLSVsujqVW1U1t9J3eVknTD4MiQDVHBFw ur/XslPwPpdJSq+LokHcIg== 0001110634-00-000001.txt : 20000505 0001110634-00-000001.hdr.sgml : 20000505 ACCESSION NUMBER: 0001110634-00-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000501 FILED AS OF DATE: 20000504 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL CORP CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-05263 FILM NUMBER: 618707 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 COMPANY DATA: COMPANY CONFORMED NAME: HAMBRICK JAMES L CENTRAL INDEX KEY: 0001110634 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: C/O THE LUBRIZOL CORPORATION STREET 2: 29400 LAKELAND BOULEVARD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 4409434200 MAIL ADDRESS: STREET 1: C/O THE LUBRIZOL CORPORATION STREET 2: 29400 LAKELAND BOULEVARD CITY: WICKLIFFE STATE: OH ZIP: 44092 3 1 FORM 3 - MAY 1, 2000 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person Hambrick, James L. 29400 Lakeland Boulevard Wickliffe, OH 44092 2. Date of Event Requiring Statement (Month/Day/Year) May 1, 2000 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol The Lubrizol Corporation LZ 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice President 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. Amount of |3. Ownership |4. Nature of Indirect | | Securities | Form: | Beneficial Ownership | | Beneficially | Direct(D) or | | | Owned | Indirect(I) | | ___________________________________________________________________________________________________________________________________| Common Shares |3,114 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Shares |13,381.5658 |I |Trust | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Date Exer- |3.Title and Amount | |4. Conver-|5. Owner- |6. Nature of Indirect | Security | cisable and | of Underlying | |sion or |ship | Beneficial Ownership | | Expiration | Securities | |exercise |Form of | | | Date(Month/ |-----------------------|---------|price of |Deriv- | | | Day/Year) | |Amount |deri- |ative | | | Date | Expira- | |or |vative |Security: | | | Exer- | tion | Title |Number of|Security |Direct(D) or | | | cisable | Date | |Shares | |Indirect(I) | | ___________________________________________________________________________________________________________________________________| Employee Stock Option (R|Current |3/25/01 |Common Shares |1,000 |$25.7813 |D | | ight to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option (R|Current |3/23/02 |Common Shares |1,000 |$32.8125 |D | | ight to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option (R|Current |3/22/03 |Common Shares |1,500 |$29.1875 |D | | ight to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option (R|Current |3/28/04 |Common Shares |1,500 |$37.50 |D | | ight to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option (R|Current |3/27/05 |Common Shares |1,500 |$35.1875 |D | | ight to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option (R|Current |3/25/06 |Common Shares |1,750 |$30.0625 |D | | ight to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option (R|Current |3/24/07 |Common Shares |2,000 |$33.75 |D | | ight to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option (R|(1) |3/23/08 |Common Shares |2,250 |$37.7813 |D | | ight to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option (R|(2) |3/22/09 |Common Shares |5,000 |$21.3238 |D | | ight to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option (R|(3) |3/27/10 |Common Shares |16,500 |$28.1250 |D | | ight to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Option to purchase 1,687 shares is currently exercisable; the remaining 563 will become exercisable on 3/23/2001. (2) Option to purchase 2,500 shares is currently exercisable; 1,250 will become exercisable on 3/22/01 and the remaining 1,250 on 3/22/02. (3) Option to purchase 8,250 shares will become exercisable on 3/27/01, 4,125 on 3/27/02 and the remaining 4,125 on 3/27/03. SIGNATURE OF REPORTING PERSON /s/ James L. Hambrick by Leslie M. Reynolds DATE May 4, 2000 -----END PRIVACY-ENHANCED MESSAGE-----