0001058933-11-000018.txt : 20110919
0001058933-11-000018.hdr.sgml : 20110919
20110919152505
ACCESSION NUMBER: 0001058933-11-000018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110629
FILED AS OF DATE: 20110919
DATE AS OF CHANGE: 20110919
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KIRK STEPHEN F
CENTRAL INDEX KEY: 0001015037
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05263
FILM NUMBER: 111097255
MAIL ADDRESS:
STREET 1: 29400 LAKELAND BLVD
CITY: WICKLIFFE
STATE: OH
ZIP: 44092
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LUBRIZOL Corp
CENTRAL INDEX KEY: 0000060751
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 340367600
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 29400 LAKELAND BLVD
CITY: WICKLIFFE
STATE: OH
ZIP: 44092
BUSINESS PHONE: 4409434200
MAIL ADDRESS:
STREET 1: 29400 LAKELAND BLVD
CITY: WICKLIFFE
STATE: OH
ZIP: 44092
FORMER COMPANY:
FORMER CONFORMED NAME: LUBRIZOL CORP
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2011-06-29
1
0000060751
LUBRIZOL Corp
LZ
0001015037
KIRK STEPHEN F
29400 LAKELAND BLVD
WICKLIFFE
OH
44092
0
1
0
0
SVP & COO
Common Shares
2011-06-29
5
G
0
E
14815
0
D
65784
D
Common Shares
2011-09-16
4
D
0
65881
135
D
0
D
Common Shares
2011-09-16
4
I
0
672
135
D
0
I
By 401(k) Plan
Nonqualified Stock Option (Right to Buy)
109.35
2011-09-16
4
D
0
8100
25.65
D
2021-02-22
Common Shares
8100
0
D
Nonqualified Stock Option (Right to Buy)
78.18
2011-09-16
4
D
0
9900
56.82
D
2020-02-22
Common Shares
9900
0
D
Nonqualified Stock Option (Right to Buy)
27.77
2011-09-16
4
D
0
23400
107.23
D
2019-02-23
Common Shares
23400
0
D
Nonqualified Stock Option (Right to Buy)
58.45
2011-09-16
4
D
0
5850
76.55
D
2018-02-19
Common Shares
5850
0
D
Phantom Shares
2011-09-16
4
D
0
2631
135
D
Common Shares
2631
0
D
The amount of securities beneficially owned includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
This option granted on February 22, 2011, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
This option granted on February 22, 2010, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
This option granted on February 23, 2009, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
This option granted on February 19, 2008, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
Phantom shares were acquired in deferred compensation plans and are payable in cash on a one-for-one basis after the third anniversary of the deferral of compensation for a participation year. The phantom shares were cancelled in the merger in exchange for the cash payment indicated in column 8.
/s/ Benita R. Burton for Stephen F. Kirk
2011-09-19