0001058933-11-000017.txt : 20110919
0001058933-11-000017.hdr.sgml : 20110919
20110919150353
ACCESSION NUMBER: 0001058933-11-000017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110728
FILED AS OF DATE: 20110919
DATE AS OF CHANGE: 20110919
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Graf Robert
CENTRAL INDEX KEY: 0001446345
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05263
FILM NUMBER: 111097171
MAIL ADDRESS:
STREET 1: 29400 LAKELAND BOULEVARD
CITY: WICKLIFFE
STATE: OH
ZIP: 44092
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LUBRIZOL Corp
CENTRAL INDEX KEY: 0000060751
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 340367600
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 29400 LAKELAND BLVD
CITY: WICKLIFFE
STATE: OH
ZIP: 44092
BUSINESS PHONE: 4409434200
MAIL ADDRESS:
STREET 1: 29400 LAKELAND BLVD
CITY: WICKLIFFE
STATE: OH
ZIP: 44092
FORMER COMPANY:
FORMER CONFORMED NAME: LUBRIZOL CORP
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2011-07-28
1
0000060751
LUBRIZOL Corp
LZ
0001446345
Graf Robert
29400 LAKELAND BOULEVARD
WICKLIFFE
OH
44092
0
1
0
0
Vice President
Common Shares
2011-07-28
5
G
0
E
804
0
D
7457
D
Common Shares
2011-09-16
4
D
0
7468
135
D
0
D
Common Shares
2011-09-16
4
I
0
2031
135
D
0
I
By 401(k) Plan
Nonqualified Stock Option (Right to Buy)
109.35
2011-09-16
4
D
0
2200
25.65
D
2021-02-22
Common Shares
2200
0
D
Nonqualified Stock Option (Right to Buy)
78.18
2011-09-16
4
D
0
1700
56.82
D
2020-02-22
Common Shares
1700
0
D
Nonqualified Stock Option (Right to Buy)
27.77
2011-09-16
4
D
0
3500
107.23
D
2019-02-23
Common Shares
3500
0
D
Phantom Shares
2011-09-16
4
D
0
271
135
D
Common Shares
271
0
D
The amount of securities beneficially owned includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
This option granted on February 22, 2011, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
This option granted on February 22, 2010, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
This option granted on February 23, 2009, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
Phantom shares were acquired in deferred compensation plans and are payable in cash on a one-for-one basis after the third anniversary of the deferral of compensation for a participation year. The phantom shares were cancelled in the merger in exchange for the cash payment indicated in column 8.
/s/ Benita R. Burton for Robert T. Graf
2011-09-19