0001058933-11-000012.txt : 20110919 0001058933-11-000012.hdr.sgml : 20110919 20110919113527 ACCESSION NUMBER: 0001058933-11-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110916 FILED AS OF DATE: 20110919 DATE AS OF CHANGE: 20110919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARNETT GORDON D CENTRAL INDEX KEY: 0001015030 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 111096747 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL Corp CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 4409434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 FORMER COMPANY: FORMER CONFORMED NAME: LUBRIZOL CORP DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-09-16 1 0000060751 LUBRIZOL Corp LZ 0001015030 HARNETT GORDON D 29400 LAKELAND BLVD WICKLIFFE OH 44092 1 0 0 0 Common Shares 2011-09-16 4 D 0 27340 135 D 0 D Nonqualified Stock Option (Right to Buy) 30.175 2011-09-16 4 D 0 2500 104.825 D 2014-03-22 Common Shares 2500 0 D Nonqualified Stock Option (Right to Buy) 30.68 2011-09-16 4 D 0 2500 104.32 D 2013-04-28 Common Shares 2500 0 D Nonqualified Stock Option (Right to Buy) 33.445 2011-09-16 4 D 0 2500 101.555 D 2012-04-22 Common Shares 2500 0 D The amount of securities beneficially owned includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11. This option granted on March 22,2004, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share. This option granted on April 28, 2003, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share. This option granted on April 22, 2002, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share. /s/Mary Giulivo for Gordon D. Harnett 2011-09-19