0001058933-11-000012.txt : 20110919
0001058933-11-000012.hdr.sgml : 20110919
20110919113527
ACCESSION NUMBER: 0001058933-11-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110916
FILED AS OF DATE: 20110919
DATE AS OF CHANGE: 20110919
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARNETT GORDON D
CENTRAL INDEX KEY: 0001015030
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05263
FILM NUMBER: 111096747
MAIL ADDRESS:
STREET 1: 29400 LAKELAND BLVD
CITY: WICKLIFFE
STATE: OH
ZIP: 44092
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LUBRIZOL Corp
CENTRAL INDEX KEY: 0000060751
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 340367600
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 29400 LAKELAND BLVD
CITY: WICKLIFFE
STATE: OH
ZIP: 44092
BUSINESS PHONE: 4409434200
MAIL ADDRESS:
STREET 1: 29400 LAKELAND BLVD
CITY: WICKLIFFE
STATE: OH
ZIP: 44092
FORMER COMPANY:
FORMER CONFORMED NAME: LUBRIZOL CORP
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2011-09-16
1
0000060751
LUBRIZOL Corp
LZ
0001015030
HARNETT GORDON D
29400 LAKELAND BLVD
WICKLIFFE
OH
44092
1
0
0
0
Common Shares
2011-09-16
4
D
0
27340
135
D
0
D
Nonqualified Stock Option (Right to Buy)
30.175
2011-09-16
4
D
0
2500
104.825
D
2014-03-22
Common Shares
2500
0
D
Nonqualified Stock Option (Right to Buy)
30.68
2011-09-16
4
D
0
2500
104.32
D
2013-04-28
Common Shares
2500
0
D
Nonqualified Stock Option (Right to Buy)
33.445
2011-09-16
4
D
0
2500
101.555
D
2012-04-22
Common Shares
2500
0
D
The amount of securities beneficially owned includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
This option granted on March 22,2004, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
This option granted on April 28, 2003, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
This option granted on April 22, 2002, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
/s/Mary Giulivo for Gordon D. Harnett
2011-09-19