-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JSOK7tKonxX6h0R8+fFGMZ0qdam8up7qjjOcqiyidIwc1B/3W6JuLR/OICZQBekk 3Oe3uBtzWZVVrlr9aCUmEA== 0001031794-09-000004.txt : 20090826 0001031794-09-000004.hdr.sgml : 20090826 20090826095346 ACCESSION NUMBER: 0001031794-09-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090824 FILED AS OF DATE: 20090826 DATE AS OF CHANGE: 20090826 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARMER FOREST J SR CENTRAL INDEX KEY: 0001031794 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 091035303 MAIL ADDRESS: STREET 1: C/O THE LUBRIZOL CORPORATION STREET 2: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL CORP CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-08-24 0 0000060751 LUBRIZOL CORP LZ 0001031794 FARMER FOREST J SR C/O THE LUBRIZOL CORPORATION 29400 LAKELAND BLVD WICKLIFFE OH 44092 1 0 0 0 Common Shares 2009-08-24 4 M 0 1500 33.445 A 18179 D Common Shares 2009-08-24 4 M 0 2500 30.175 A 20679 D Common Shares 2009-08-24 4 S 0 4000 62.02 D 16679 D Non-Qualified Stock Option (Right to Buy) 33.445 2009-08-24 4 M 0 1500 0 D 2012-04-22 Common Shares 1500 0 D Non-Qualified Stock Option (Right to Buy) 30.175 2009-08-24 4 M 0 2500 0 D 2014-03-22 Common Shares 2500 0 D This price represents the weighted average sale price of the common shares reported on this line. The range of sale prices for the transactions reported on this line is between $62.00 and $62.04. The reporting person hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. The amount of securities beneficially owned following the transaction includes common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11. These options vested in three installments as follows: 50% on April 22, 2003, 25% on April 22, 2004, and 25% on April 22, 2005. These options vested in three installments as follows: 50% on March 22, 2005, 25% on March 22, 2006, and 25% on March 22, 2007. Benita R. Burton for Forest J. Farmer, Sr. 2009-08-26 -----END PRIVACY-ENHANCED MESSAGE-----