-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JEZkLm5wl2rYwbi3guKrrJV2sQv8fHTih65lFkULyAUiFyeQh9W4DHkch06S4/QJ bHN0OHFX5UWFI3T+0zTPHg== 0001015046-09-000012.txt : 20090910 0001015046-09-000012.hdr.sgml : 20090910 20090910152304 ACCESSION NUMBER: 0001015046-09-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090908 FILED AS OF DATE: 20090910 DATE AS OF CHANGE: 20090910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REYNOLDS LESLIE M CENTRAL INDEX KEY: 0001015046 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 091062711 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL CORP CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-09-08 0 0000060751 LUBRIZOL CORP LZ 0001015046 REYNOLDS LESLIE M 29400 LAKELAND BLVD WICKLIFFE OH 44092 0 1 0 0 Corporate Secretary Common Shares 2009-09-08 4 M 0 700 30.365 A 11209 D Common Shares 2009-09-08 4 S 0 700 67.5 D 10509 D Common Shares 2009-09-09 4 M 0 4300 30.365 A 14809 D Common Shares 2009-09-09 4 S 0 4300 67.5 D 10509 D Employee Stock Option (right to buy) 30.365 2009-09-08 4 M 0 700 0 D 2011-03-26 Common Shares 700 4300 D Employee Stock Option (right to buy) 30.365 2009-09-09 4 M 0 4300 0 D 2011-03-26 Common Shares 4300 0 D The amount of securities beneficially owned following the transaction includes deferred share units held in one or more of the issuer's deferred compensation plans, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11. These options vested in three installments as follows: 50% on March 26, 2002, 25% on March 26, 2003, and 25% on March 26, 2004. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2009. Benita R. Burton for Leslie M. Reynolds 2009-09-10 -----END PRIVACY-ENHANCED MESSAGE-----