-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AifslOnZpfkewCtK0+76I3A9ew8bIpoF0aJI7RU+W8ngrZeCk/kqBiPX6PpTDdLv cFLZygsJhRqcITzdkwKkiA== 0001015037-10-000004.txt : 20100318 0001015037-10-000004.hdr.sgml : 20100318 20100318103732 ACCESSION NUMBER: 0001015037-10-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100317 FILED AS OF DATE: 20100318 DATE AS OF CHANGE: 20100318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIRK STEPHEN F CENTRAL INDEX KEY: 0001015037 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 10690426 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL CORP CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-03-17 0 0000060751 LUBRIZOL CORP LZ 0001015037 KIRK STEPHEN F 29400 LAKELAND BLVD WICKLIFFE OH 44092 0 1 0 0 Sr. V.P. & COO Common Shares 2010-03-17 4 M 0 4000 27.77 A 92824 D Common Shares 2010-03-17 4 S 0 4000 89.5 D 88824 D Common Shares 531 I By 401(k) Plan Non-Qualified Stock Option (Right to Buy) 27.77 2010-03-17 4 M 0 4000 0 D 2019-02-23 Common Shares 4000 30800 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2010, and effective March 1, 2010 through March 1, 2011. The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11. These options vest in three installments as follows: 50% on February 23, 2010, 25% on February 23, 2011, and 25% on February 23, 2012. Benita R. Burton for Stephen F. Kirk 2010-03-18 -----END PRIVACY-ENHANCED MESSAGE-----