-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MZ9TP/R1kxofZ9z06mWbI9uwQ4BNaiQ1+jyxAqd3P8aosMU1fLXC155d02M5gXQj 9sw8if3KHg+X+OxgWjoCAg== 0001015037-10-000002.txt : 20100223 0001015037-10-000002.hdr.sgml : 20100223 20100223155532 ACCESSION NUMBER: 0001015037-10-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100219 FILED AS OF DATE: 20100223 DATE AS OF CHANGE: 20100223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIRK STEPHEN F CENTRAL INDEX KEY: 0001015037 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 10625935 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL CORP CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-02-19 0 0000060751 LUBRIZOL CORP LZ 0001015037 KIRK STEPHEN F 29400 LAKELAND BLVD WICKLIFFE OH 44092 0 1 0 0 SVP & COO Common Shares 2010-02-19 4 M 0 16200 53.07 A 96708 D Common Shares 2010-02-19 4 M 0 17550 58.45 A 114258 D Common Shares 2010-02-19 4 S 0 33750 78.1 D 80508 D Common Shares 2010-02-22 4 M 0 5400 53.07 A 85908 D Common Shares 2010-02-22 4 S 0 5400 78.15 D 80508 D Common Shares 531 I By 401(k) Plan Employee Stock Option (Right to Buy) 53.07 2010-02-19 4 M 0 16200 0 D 2017-02-20 Common Shares 16200 5400 D Employee Stock Option (Right to Buy) 58.45 2010-02-19 4 M 0 17550 0 D 2018-02-19 Common Shares 17550 5850 D Common Shares 53.07 2010-02-22 4 M 0 5400 0 D 2017-02-20 Common Shares 5400 0 D This price represents the weighted average sale price of the common shares reported on this line. The range of sale prices for the transactions reported on this line is between $78.01 and $78.25. The reporting person hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. This price represents the weighted average sale price of the common shares reported on this line. The range of sale prices for the transactions reported on this line is between $78.10 and $78.22. The reporting person hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. These options vested in three installments as follows: 50% on February 20, 2008; 25% on February 20, 2009; and 25% on February 20, 2010. These options vested in three installments as follows: 50% on February 19, 2009; 25% on February 19, 2010, and 25% on February 19, 2011. The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11. Mary Giulivo for Stephen F. Kirk 2010-02-23 -----END PRIVACY-ENHANCED MESSAGE-----