-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AuZykIBpMpQ98fgiRsqEN5xpUhwEUw9R8Wk52vCsviKhTy675+dzArqPnE1Om8p+ 149fB8ZiamJIjD7JEi6ujQ== 0001015030-09-000002.txt : 20090805 0001015030-09-000002.hdr.sgml : 20090805 20090805133542 ACCESSION NUMBER: 0001015030-09-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090804 FILED AS OF DATE: 20090805 DATE AS OF CHANGE: 20090805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARNETT GORDON D CENTRAL INDEX KEY: 0001015030 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 09986583 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL CORP CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-08-04 0 0000060751 LUBRIZOL CORP LZ 0001015030 HARNETT GORDON D 29400 LAKELAND BLVD WICKLIFFE OH 44092 1 0 0 0 Common Shares 2009-08-04 4 M 0 2500 25.7188 A 31807 D Common Shares 2009-08-04 4 S 0 2500 59.72 D 29307 D Non-Qualified Stock Option (Right to Buy) 25.7188 2009-08-04 4 M 0 2500 0 D 2010-05-01 Common Shares 2500 0 D This price represents the weighted average sale price of the common shares reported on this line. The range of sale prices for the transactions reported on this line is between $59.70 and $59.77. The reporting person hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. The amount of securities beneficially owned following the transaction includes common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11. These options vested in three installments as follows: 50% on May 1, 2001, 25% on May 1, 2002, and 25% on May 1, 2003. Benita R. Burton for Gordon D. Harnett 2009-08-05 -----END PRIVACY-ENHANCED MESSAGE-----