-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kf58QudAGXTXVXSD4RdoZiC8Jcl1J3VqLqBpWiP1SyqmX2vL81hbX8VO3GuIRhPV 3j10JwpmNOIzz1TNE70Dng== 0001015024-09-000012.txt : 20090805 0001015024-09-000012.hdr.sgml : 20090805 20090805161437 ACCESSION NUMBER: 0001015024-09-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090803 FILED AS OF DATE: 20090805 DATE AS OF CHANGE: 20090805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COOLEY CHARLES P CENTRAL INDEX KEY: 0001058933 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 09988417 MAIL ADDRESS: STREET 1: LUBRIZOL CORP STREET 2: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL CORP CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-08-03 0 0000060751 LUBRIZOL CORP LZ 0001058933 COOLEY CHARLES P LUBRIZOL CORP 29400 LAKELAND BLVD WICKLIFFE OH 44092 0 1 0 0 SVP & Chief Financial Officer Common Shares 2009-08-03 4 M 0 13000 30.365 A 48554 D Common Shares 2009-08-03 4 M 0 27000 30.365 A 75554 D Common Shares 2009-08-03 4 S 0 40000 59.23 D 35554 D Common Shares 3181 I By 401(k) Plan Employee Stock Option (Right to Buy) 30.365 2009-08-03 4 M 0 13000 0 D 2011-03-26 Common Shares 13000 0 D Employee Stock Option (Right to Buy) 30.365 2009-08-03 4 M 0 27000 0 D 2011-03-26 Common Shares 27000 0 D This price represents the weighted average sale price of the common shares reported on this line. The range of sale prices for the transactions reported on this line is between $59.00 and $59.52. The reporting person hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price. The amount of securities beneficially owned following the transaction includes common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11. These options vested in three installments as follows: 50% on March 26, 2002; 25% on March 26, 2003; and 25% on March 26, 2004. Mary P. Giulivo for Charles P. Cooley 2009-08-05 -----END PRIVACY-ENHANCED MESSAGE-----