-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LeozhGKt3+plI8M1wI9JCYw0Ik+Ma0pMV+2MruphRjtvWhEfVUQIV0/CkUkgmRJ9 YaB0NH/Wl6h0HWoD2xD4CA== 0001015024-09-000009.txt : 20090320 0001015024-09-000009.hdr.sgml : 20090320 20090320140538 ACCESSION NUMBER: 0001015024-09-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090313 FILED AS OF DATE: 20090320 DATE AS OF CHANGE: 20090320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAUER JOSEPH W CENTRAL INDEX KEY: 0001015024 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 09695667 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL CORP CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-03-13 0 0000060751 LUBRIZOL CORP LZ 0001015024 BAUER JOSEPH W 29400 LAKELAND BLVD WICKLIFFE OH 44092 0 1 0 0 VP & General Counsel Common Shares 2009-03-13 4 A 0 2957 29.46 A 35607 D Common Shares 348 I By 401(k) Plan Phantom Shares 2009-03-13 4 A 0 739 29.46 A Common Shares 739 1949 D The amount of securities beneficially owned following the transaction includes common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11. Phantom shares were acquired in deferred compensation plans and are payable in cash on a one-for-one basis after the third anniversary of the deferral of compensation for a participation year unless the reporting person makes a one-time election with respect to a participation year to change the date of distribution to another in-service year or six months after the reporting person separates from service. The amount of derivative securities following the transaction includes phantom shares units acquired pursuant to reinvestment of dividend equivalents, exempt pursuant to Rule 16a-11. /s/ Leslie M. Reynolds for Joseph W. Bauer 2009-03-20 -----END PRIVACY-ENHANCED MESSAGE-----