-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KNc5Q8cL5aqBzMzLShbDuuLfdCJOj+zNjWsivUUnsjVAUOxHxI4aGdqBBRXuY01q gYmrLmPyWF/0LLc7JUHHIA== 0001015024-09-000001.txt : 20090225 0001015024-09-000001.hdr.sgml : 20090225 20090225142400 ACCESSION NUMBER: 0001015024-09-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090223 FILED AS OF DATE: 20090225 DATE AS OF CHANGE: 20090225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAUER JOSEPH W CENTRAL INDEX KEY: 0001015024 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 09633430 BUSINESS ADDRESS: BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL CORP CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-02-23 0 0000060751 LUBRIZOL CORP LZ 0001015024 BAUER JOSEPH W 29400 LAKELAND BLVD WICKLIFFE OH 44092 0 1 0 0 VP & General Counsel Common Shares 2009-02-23 4 A 0 8980 0 A 35452 D Common Shares 2009-02-23 4 F 0 2961 27.77 D 32491 D Common Shares 348 I By 401(k) Plan Stock Option (Right to Buy) 27.77 2009-02-23 4 A 0 28600 0 A 2019-02-23 Common Shares 28600 28600 D The amount of securities beneficially owned following the transaction includes common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11. These options become exercisable on the first three anniversaries of the grant date as follows: 50% on the first anniversary, 25% on the second anniversary and 25% on the third anniversary. /s/ Andrea A. Zwegat for Joseph W. Bauer 2009-02-25 -----END PRIVACY-ENHANCED MESSAGE-----