-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EV1lfhehNi9eruRqtCQQJmbNnzDrnurUS640TjRu3I8GKcbeGHQAD1oYF3Ggf07V lGytFcQ6GJzOmTi+XTSHJA== 0001015024-07-000005.txt : 20071128 0001015024-07-000005.hdr.sgml : 20071128 20071128142328 ACCESSION NUMBER: 0001015024-07-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071127 FILED AS OF DATE: 20071128 DATE AS OF CHANGE: 20071128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL CORP CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAUER JOSEPH W CENTRAL INDEX KEY: 0001015024 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 071271153 BUSINESS ADDRESS: BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-11-27 0 0000060751 LUBRIZOL CORP LZ 0001015024 BAUER JOSEPH W 29400 LAKELAND BLVD WICKLIFFE OH 44092 0 1 0 0 Vice Pres. & General Counsel Common Shares 2007-11-27 4 M 0 6000 37.7813 A 28663.4282 D Common Shares 2007-11-27 4 S 0 300 61.95 D 28363.4282 D Common Shares 2007-11-27 4 S 0 100 61.97 D 28263.4282 D Common Shares 2007-11-27 4 S 0 1500 61.98 D 26763.4282 D Common Shares 2007-11-27 4 S 0 400 61.99 D 26363.4282 D Common Shares 2007-11-27 4 S 0 2000 62 D 24363.4282 D Common Shares 2007-11-27 4 S 0 500 62.01 D 23863.4282 D Common Shares 2007-11-27 4 S 0 600 62.03 D 23263.4282 D Common Shares 2007-11-27 4 S 0 100 62.04 D 23163.4282 D Common Shares 2007-11-27 4 S 0 100 62.07 D 23063.4282 D Common Shares 2007-11-27 4 S 0 100 62.09 D 22963.4282 D Common Shares 2007-11-27 4 S 0 300 62.1 D 22663.4282 D Common Shares 329.7255 I Trust Employee Stock Option (Right to Buy) 37.7813 2007-11-27 4 M 0 6000 0 D 1998-03-23 2008-03-23 Common Shares 6000 0 D Reflects acquisitions pursuant to a dividend reinvestment plan exempt under Rule 16a-11. Reflects end-of-period holdings resulting from acquisitions pursuant to a qualified plan, which are exempt under Rule 16b-3(c). Options vest 50% one year after grant date, 75% two years after grant date and 100% three years after grant date. /s/Joseph W. Bauer by Peggy A. Wyszynski 2007-11-28 -----END PRIVACY-ENHANCED MESSAGE-----