-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NtJfUuTPzPkywLQjL6QIk7+1+Zf15KtiI1Jws+MoKYUNeQLrtQL9EWbjno8ziBok gfi4NsXE9R1Pswlz2wrM2g== 0001015024-06-000008.txt : 20061121 0001015024-06-000008.hdr.sgml : 20061121 20061121105734 ACCESSION NUMBER: 0001015024-06-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061120 FILED AS OF DATE: 20061121 DATE AS OF CHANGE: 20061121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL CORP CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAUER JOSEPH W CENTRAL INDEX KEY: 0001015024 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 061231903 BUSINESS ADDRESS: BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-11-20 0 0000060751 LUBRIZOL CORP LZ 0001015024 BAUER JOSEPH W 29400 LAKELAND BLVD WICKLIFFE OH 44092 0 1 0 0 Vice President & General Couns Common Shares 2006-11-20 4 M 0 8000 34.075 A 24596.696 D Common Shares 2006-11-20 4 S 0 8000 48.2516 D 16596.696 D Common Shares 2006-11-20 4 M 0 6000 33.75 A 22596.696 D Common Shares 2006-11-20 4 S 0 6000 48.2516 D 16596.696 D Common Shares 323.25 I Trust Employee Stock Option (Right to Buy) 34.075 2006-11-20 4 M 0 8000 0 D 2002-03-25 2012-03-25 Common Shares 8000 8500 D Employee Stock Option (Right to Buy) 33.75 2006-11-20 4 M 0 6000 0 D 1997-03-24 2007-03-24 Common Shares 6000 0 D Relfects acquisitions pursuant to a dividend reinvestment plan exempt under Rule 16a-11. Reflects end-of-period holdings resulting from acquisitions pursuant to a qualified plan, which are exempt under Rule 16b-3(c). Options vest 50% one year after grant date, 75% two years after grant date and 100% three years after grant date. /s/ Joseph W. Bauer by Leslie M. Reynolds 2006-11-21 -----END PRIVACY-ENHANCED MESSAGE-----