-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MUPaJJ4HeSD6w+HR3M4bMridL/nxv8P6FMfDbmku8BT6FvaA6DX3lfQssw0uBnnQ eoEKSEonD60xUs0YgPtrvA== 0000950152-02-005883.txt : 20020802 0000950152-02-005883.hdr.sgml : 20020802 20020802140957 ACCESSION NUMBER: 0000950152-02-005883 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020802 ITEM INFORMATION: Other events FILED AS OF DATE: 20020802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL CORP CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 02718240 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 8-K 1 l95652ae8vk.txt LUBRIZOL CORPORATION 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 2, 2002 THE LUBRIZOL CORPORATION - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Ohio 1-5263 34-0367600 - -------------------------------------------------------------------------------- (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation) Identification No.) 29400 Lakeland Boulevard Wickliffe, Ohio 44092-2298 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) (440) 943-4200 - -------------------------------------------------------------------------------- (Registrant's telephone number, including area code) N/A - -------------------------------------------------------------------------------- (Former name or former address, if changed since last report.) Item 5. Other Events. On June 27, 2002, the Securities and Exchange Commission issued an Order requiring the principal executive officer and the principal financial officer of designated companies to file with the Securities and Exchange Commission sworn statements pursuant to Section 21(a) of the Securities Exchange Act of 1934. On August 2, 2002, the company filed with the Securities and Exchange Commission the required sworn statements, which were completed and signed by the Chief Executive Officer and the Chief Financial Officer of The Lubrizol Corporation. These statements are attached as exhibits to this Form 8-K. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. THE LUBRIZOL CORPORATION Date: August 2, 2002 By: /s/ Leslie M. Reynolds Name: Leslie M. Reynolds Title: Corporate Secretary and Counsel EXHIBIT INDEX Exhibit Exhibit Description - ------- ------------------- (99)(a) Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings (99)(b) Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings EX-99.A 3 l95652aexv99wa.txt EXHIBIT 99A EXHIBIT (99)(a) STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER OF THE LUBRIZOL CORPORATION REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, William G. Bares, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of The Lubrizol Corporation, and, except as corrected or supplemented in a subsequent covered report: - no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and - no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the independent members of the Company's Board of Directors. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": - Annual Report on Form 10-K for the Year Ended December 31, 2001 of The Lubrizol Corporation - all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of The Lubrizol Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and - any amendments to any of the foregoing. /s/ William G. Bares Subscribed and sworn to William G. Bares before me this 2nd day of Chief Executive Officer August 2002. The Lubrizol Corporation August 2, 2002 /s/ Leslie M. Reynolds Notary Public My Commission Expires: LESLIE M. REYNOLDS, Attorney At Law Notary Public, State of Ohio My commission has no expiration date, Section 147.03 R.C. EX-99.B 4 l95652aexv99wb.txt EXHIBIT 99B EXHIBIT (99)(b) STATEMENT UNDER OATH OF PRINCIPAL FINANCIAL OFFICER OF THE LUBRIZOL CORPORATION REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Charles P. Cooley, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of The Lubrizol Corporation, and, except as corrected or supplemented in a subsequent covered report: - no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and - no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the independent members of the Company's Board of Directors. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": - Annual Report on Form 10-K for the Year Ended December 31, 2001 of The Lubrizol Corporation - all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of The Lubrizol Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and - any amendments to any of the foregoing. /s/ Charles P. Cooley Subscribed and sworn to Charles P. Cooley before me this 2nd day of Chief Financial Officer August 2002. The Lubrizol Corporation August 2, 2002 /s/ Leslie M. Reynolds Notary Public My Commission Expires: LESLIE M. REYNOLDS, Attorney At Law Notary Public, State of Ohio My commission has no expiration date, Section 147.03 R.C. -----END PRIVACY-ENHANCED MESSAGE-----