-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ApZVwdCQ2pYanK3nInit/YFmhrMlGXrzxkxJew8ArrT5L1bZHx9ffyc0e1hdygM7 VqGepG1KADNoLLrcSBkXXw== 0000060751-97-000002.txt : 19970211 0000060751-97-000002.hdr.sgml : 19970211 ACCESSION NUMBER: 0000060751-97-000002 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970207 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CATALYTICA INC CENTRAL INDEX KEY: 0000841466 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 942262240 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44613 FILM NUMBER: 97520159 BUSINESS ADDRESS: STREET 1: 430 FERGUSON DRIVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043-5272 BUSINESS PHONE: 4159603000 MAIL ADDRESS: STREET 1: 430 FERGUSON DR CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043-5272 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL CORP CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 SC 13G/A 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ____________ SCHEDULE 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3)* CATALYTICA, INC. (Name of Issuer) Common Stock $0.001 par value (Title of Class of Securities) 148885106 (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 148885106 13G Page 2 of 4 Pages 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS The Lubrizol Corporation 34-0367600 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Ohio NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER 1,625,672 6. SHARED VOTING POWER Not Applicable 7. SOLE DISPOSITIVE POWER 1,625,672 8. SHARED DISPOSITIVE POWER Not Applicable 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,625,672 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES / / Not Applicable 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.4% 12. TYPE OF REPORTING PERSON CO Page 3 of 4 Pages Item 1(a): Catalytica, Inc. Item 1(b): 430 Ferguson Drive Mountain View, CA 94043 Item 2(a): The Lubrizol Corporation Item 2(b): 29400 Lakeland Boulevard Wickliffe, Ohio 44092 Item 2(c): The Lubrizol Corporation is an Ohio corporation Item 2(d): Common Stock Item 2(e): 148885106 Item 3: Not Applicable Item 4(a): 1,625,672 Item 4(b): 8.4% Item 4(c)(i): 1,625,672 Item 4(c)(ii): Not Applicable Item 4(c)(iii): 1,625,672 Item 4(c)(iv): Not Applicable Page 4 of 4 Pages Item 5: Not Applicable Item 6: Not Applicable Item 7: Not Applicable Item 8: Not Applicable Item 9: Not Applicable Item 10: Not Applicable Signature After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. 2/5/97 Date: THE LUBRIZOL CORPORATION By: /s/ R. A. Andreas Signature R. A. Andreas Vice President and Chief Financial Officer Name/Title -----END PRIVACY-ENHANCED MESSAGE-----