0001567619-23-002968.txt : 20230214
0001567619-23-002968.hdr.sgml : 20230214
20230214165059
ACCESSION NUMBER: 0001567619-23-002968
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230214
DATE AS OF CHANGE: 20230214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLSEN BARRY H
CENTRAL INDEX KEY: 0001005714
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07677
FILM NUMBER: 23630901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LSB INDUSTRIES, INC.
CENTRAL INDEX KEY: 0000060714
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810]
IRS NUMBER: 731015226
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3503 NW 63RD STREET
STREET 2: SUITE 500
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73116-2238
BUSINESS PHONE: 4052354546
MAIL ADDRESS:
STREET 1: 3503 NW 63RD STREET
STREET 2: SUITE 500
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73116-2238
FORMER COMPANY:
FORMER CONFORMED NAME: LSB INDUSTRIES INC
DATE OF NAME CHANGE: 19920703
5
1
doc1.xml
FORM 5
X0306
5
2022-12-31
0
0
0
0000060714
LSB INDUSTRIES, INC.
LXU
0001005714
GOLSEN BARRY H
P O BOX 705
OKLAHOMA CITY
OK
73101
1
0
0
0
Common Stock
3568
D
Common Stock
2022-07-31
5
G
0
5000
0.00
D
371640
I
By Trust
Common Stock
693
I
By Spouse
Common Stock
2022-07-31
5
G
0
5000
0.00
A
301179
I
By Trusts
Common Stock
61811
I
By GFLLC
Common Stock
1024759
I
By SBL & GPC
These shares are owned of record by the reporting person's revocable trust, of which the reporting person is the settlor and trustee and holds a pecuniary interest in the trust's holdings and transactions.
These shares of common stock are owned of record by the reporting person's spouse. The reporting person disclaims beneficial ownership of the shares owned by his spouse.
These shares are held by separate irrevocable trusts established for the benefit of the reporting person and the reporting person's children and grandchildren (the "Trusts"), of which the reporting person is the trustee. The amount shown is the aggregate number of shares held in the Trusts. No single Trust has more than one beneficiary. Because the reporting person is trustee of the Trusts, of which the beneficiaries are either the reporting person or his children, the reporting person is deemed to have a pecuniary interest in the Issuer's common stock held by the Trusts, pursuant to Rule 16a-8(b)(2)(ii).
Represents the reporting person's 31.97% indirect ownership interest in 193,343 shares of common stock held directly by Golsen Family, L.L.C. ("GFLLC"). The reporting person is not a controlling member of GFLLC and does not have or share investment control over the portfolio securities held by GFLLC, and therefore disclaims beneficial ownership of the shares owned by GFLLC, except to the extent of his indirect pecuniary interest therein.
Represents the reporting person's indirect ownership interest in 3,137,275 shares of common stock held by SBL, LLC ("SBL") and Golsen Petroleum Corporation ("GPC"), subsidiaries of Quad Capital, LLC. ("Quad Capital), in which the reporting person owns a 32.664% interest. The reporting person is not a controlling member of Quad Capital and does not have or share investment control over the portfolio securities held by Quad Capital or its subsidiaries, and therefore disclaims beneficial ownership of the shares owned by Quad Capital or its subsidiaries, except to the extent of his indirect pecuniary interest therein.
On July 13, 2022, 5,000 shares of common stock, held by a revocable trust for the benefit of the reporting person and of which the reporting person is the trustee, were gifted to two separate trusts established for the benefit of the reporting person's grandchildren and of which the reporting person is the trustee, in the amount of 2,500 shares of common stock to each trust.
/s/ Barry H. Golsen
2023-02-14