0001567619-23-002968.txt : 20230214 0001567619-23-002968.hdr.sgml : 20230214 20230214165059 ACCESSION NUMBER: 0001567619-23-002968 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLSEN BARRY H CENTRAL INDEX KEY: 0001005714 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07677 FILM NUMBER: 23630901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSB INDUSTRIES, INC. CENTRAL INDEX KEY: 0000060714 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 731015226 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3503 NW 63RD STREET STREET 2: SUITE 500 CITY: OKLAHOMA CITY STATE: OK ZIP: 73116-2238 BUSINESS PHONE: 4052354546 MAIL ADDRESS: STREET 1: 3503 NW 63RD STREET STREET 2: SUITE 500 CITY: OKLAHOMA CITY STATE: OK ZIP: 73116-2238 FORMER COMPANY: FORMER CONFORMED NAME: LSB INDUSTRIES INC DATE OF NAME CHANGE: 19920703 5 1 doc1.xml FORM 5 X0306 5 2022-12-31 0 0 0 0000060714 LSB INDUSTRIES, INC. LXU 0001005714 GOLSEN BARRY H P O BOX 705 OKLAHOMA CITY OK 73101 1 0 0 0 Common Stock 3568 D Common Stock 2022-07-31 5 G 0 5000 0.00 D 371640 I By Trust Common Stock 693 I By Spouse Common Stock 2022-07-31 5 G 0 5000 0.00 A 301179 I By Trusts Common Stock 61811 I By GFLLC Common Stock 1024759 I By SBL & GPC These shares are owned of record by the reporting person's revocable trust, of which the reporting person is the settlor and trustee and holds a pecuniary interest in the trust's holdings and transactions. These shares of common stock are owned of record by the reporting person's spouse. The reporting person disclaims beneficial ownership of the shares owned by his spouse. These shares are held by separate irrevocable trusts established for the benefit of the reporting person and the reporting person's children and grandchildren (the "Trusts"), of which the reporting person is the trustee. The amount shown is the aggregate number of shares held in the Trusts. No single Trust has more than one beneficiary. Because the reporting person is trustee of the Trusts, of which the beneficiaries are either the reporting person or his children, the reporting person is deemed to have a pecuniary interest in the Issuer's common stock held by the Trusts, pursuant to Rule 16a-8(b)(2)(ii). Represents the reporting person's 31.97% indirect ownership interest in 193,343 shares of common stock held directly by Golsen Family, L.L.C. ("GFLLC"). The reporting person is not a controlling member of GFLLC and does not have or share investment control over the portfolio securities held by GFLLC, and therefore disclaims beneficial ownership of the shares owned by GFLLC, except to the extent of his indirect pecuniary interest therein. Represents the reporting person's indirect ownership interest in 3,137,275 shares of common stock held by SBL, LLC ("SBL") and Golsen Petroleum Corporation ("GPC"), subsidiaries of Quad Capital, LLC. ("Quad Capital), in which the reporting person owns a 32.664% interest. The reporting person is not a controlling member of Quad Capital and does not have or share investment control over the portfolio securities held by Quad Capital or its subsidiaries, and therefore disclaims beneficial ownership of the shares owned by Quad Capital or its subsidiaries, except to the extent of his indirect pecuniary interest therein. On July 13, 2022, 5,000 shares of common stock, held by a revocable trust for the benefit of the reporting person and of which the reporting person is the trustee, were gifted to two separate trusts established for the benefit of the reporting person's grandchildren and of which the reporting person is the trustee, in the amount of 2,500 shares of common stock to each trust. /s/ Barry H. Golsen 2023-02-14