0001140361-15-003084.txt : 20150129
0001140361-15-003084.hdr.sgml : 20150129
20150129103755
ACCESSION NUMBER: 0001140361-15-003084
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150129
DATE AS OF CHANGE: 20150129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LSB INDUSTRIES INC
CENTRAL INDEX KEY: 0000060714
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810]
IRS NUMBER: 731015226
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16 S PENNSYLVANIA
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73101
BUSINESS PHONE: 4052354546
MAIL ADDRESS:
STREET 1: 16 SOUTH PENNSYLVANIA
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73101
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SBL, LLC
CENTRAL INDEX KEY: 0001005710
STATE OF INCORPORATION: OK
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07677
FILM NUMBER: 15557246
BUSINESS ADDRESS:
STREET 1: P O BOX 705
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73102
BUSINESS PHONE: 4052354546
MAIL ADDRESS:
STREET 1: P O BOX 705
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73102
FORMER NAME:
FORMER CONFORMED NAME: SBL CORP
DATE OF NAME CHANGE: 19960110
5
1
doc1.xml
FORM 5
X0306
5
2014-12-31
0
0
0
0000060714
LSB INDUSTRIES INC
LXU
0001005710
SBL, LLC
P O BOX 705
OKLAHOMA CITY
OK
73102
0
0
1
0
Common Stock
2014-11-18
5
G
0
1400
0
D
1629954
D
Series B Preferred
Common Stock
533333
16000
D
Series D Preferred
Common Stock
250000
1000000
D
SBL, L.L.C. ("SBL") is owned by Golsen Family, L.L.C. ("GFLLC") (49%), Barry Golsen, a director and the president of the Issuer (17%), Steven Golsen, an executive officer of a subsidiary of the Issuer (17%), and Jack E. Golsen's daughter, Linda Rappaport (17%). Golsen Petroleum Corporation ("GPC") is a wholly owned subsidiary of SBL. The amount shown in Table I includes 1,345,999 shares owned directly by SBL and 283,955 shares owned directly by GPC, and the amount shown in Table II includes 12,000 shares of the Issuer's Series B Preferred owned by SBL and 4,000 shares of the Issuer's Series B Preferred owned directly by GPC. Voting and dispositive power over the securities held by SBL and GPC is possessed by Jack E. Golsen, who is the chief executive officer and chairman of the board of the Issuer, and Barry Golsen, a director and the president of the Issuer.
GFLLC is owned by Jack E. Golsen, chief executive officer and chairman of the board of the Issuer, through his revocable trust (43.516%) and another trust (43.516%), his sons, Barry Golsen (4.323%), and Steven Golsen (4.323%), and his daughter, Linda Rappaport (4.323%).
Each share of the Issuer's Series "B" 12% Cumulative Preferred Stock is convertible, at the option of the holder into 33.3333 shares of the Issuer's common stock. Each share is convertible as long as such is outstanding.
The Issuer's Series "D" 6% Cumulative, Convertible Class C Preferred Stock is convertible at the option of the holder into the Issuer's common stock at the rate of four shares of Preferred "D" for one share of common stock. Each share is convertible as long as such is outstanding.
Of these shares, 200,000 shares of the Issuer's common stock were pledged as collateral with a bank on March 5, 2012.
Jack E. Golsen, Manager
2015-01-28