0001140361-15-003080.txt : 20150129
0001140361-15-003080.hdr.sgml : 20150129
20150129103212
ACCESSION NUMBER: 0001140361-15-003080
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150129
DATE AS OF CHANGE: 20150129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LSB INDUSTRIES INC
CENTRAL INDEX KEY: 0000060714
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810]
IRS NUMBER: 731015226
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16 S PENNSYLVANIA
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73101
BUSINESS PHONE: 4052354546
MAIL ADDRESS:
STREET 1: 16 SOUTH PENNSYLVANIA
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73101
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Golsen Family LLC
CENTRAL INDEX KEY: 0001402465
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07677
FILM NUMBER: 15557208
BUSINESS ADDRESS:
STREET 1: 16 S. PENNSYLVANIA AVENUE
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73107
BUSINESS PHONE: 405-232-7033
MAIL ADDRESS:
STREET 1: 16 S. PENNSYLVANIA AVENUE
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73107
5
1
doc1.xml
FORM 5
X0306
5
2014-12-31
0
0
0
0000060714
LSB INDUSTRIES INC
LXU
0001402465
Golsen Family LLC
16 SOUTH PENNSYLVANIA AVENUE
OKLAHOMA CITY
OK
73107
0
0
1
0
Common Stock
15392
D
Common Stock
2014-11-18
5
G
0
1400
0
D
1629954
I
By SBL
Series B Preferred
Common Stock
133333
4000
D
Series B Preferred
Common Stock
533333
16000
I
By SBL
Series D Preferred
Common Stock
250000
1000000
I
By SBL
Golsen Family, L.L.C. ("GFLLC") is owned by Jack E. Golsen, chief executive officer and chairman of the board of the Issuer, through his revocable trust (43.516%) and through another trust (43.516%), his sons, Barry Golsen, a director and the president of the Issuer (4.323%), and Steven Golsen, an executive officer of a subsidiary of the Issuer (4.323%), and his daughter, Linda Rappaport (4.323%).
SBL, L.L.C. ("SBL") is owned by GFLLC (49%), Barry Golsen (17%), Steven Golsen (17%), and Linda Rappaport (17%). Golsen Petroleum Corporation ("GPC") is a wholly owned subsidiary of SBL. The amount shown in Table I includes 1,345,999 shares of common stock owned directly by SBL and 283,955 shares of common stock owned directly by GPC; 200,000 of these shares have been pledged as collateral. The amount shown in Table II includes 12,000 shares of the Issuer's Series B Preferred owned by SBL and 4,000 shares of the Issuer's Series B Preferred owned directly by GPC. Voting and dispositive power over the securities held by SBL and GPC is shared by Jack E. Golsen, who is the chief executive officer and chairman of the board of the Issuer, and Barry Golsen, a director and the president of the Issuer.
Each share of the Issuer's Series "B" 12% Cumulative Preferred Stock is convertible, at the option of the holder into 33.3333 shares of the Issuer's common stock. Each share is convertible as long as such is outstanding.
The Issuer's Series "D" 6% Cumulative, Convertible Class C Preferred Stock is convertible at the option of the holder into the Issuer's common stock at the rate of four shares of Preferred "D" for one share of common stock. Each share is convertible as long as such is outstanding.
Jack E. Golsen, Manager
2015-01-28