0001140361-14-045868.txt : 20141219
0001140361-14-045868.hdr.sgml : 20141219
20141219122900
ACCESSION NUMBER: 0001140361-14-045868
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141218
FILED AS OF DATE: 20141219
DATE AS OF CHANGE: 20141219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LSB INDUSTRIES INC
CENTRAL INDEX KEY: 0000060714
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810]
IRS NUMBER: 731015226
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16 S PENNSYLVANIA
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73101
BUSINESS PHONE: 4052354546
MAIL ADDRESS:
STREET 1: 16 SOUTH PENNSYLVANIA
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73101
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUTKIN ROBERT A
CENTRAL INDEX KEY: 0001410707
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07677
FILM NUMBER: 141298372
MAIL ADDRESS:
STREET 1: 11115 SOUTH 70TH EAST AVENUE
CITY: BIXBY
STATE: OK
ZIP: 74008
4
1
doc1.xml
FORM 4
X0306
4
2014-12-18
0
0000060714
LSB INDUSTRIES INC
LXU
0001410707
BUTKIN ROBERT A
11115 70TH EAST AVENUE
BIXBY
OK
74008-2089
1
0
0
0
Common Stock
1000
I
By LLC
Common Stock
2014-12-18
4
M
0
1000
7.86
A
1000
I
By Trust
Nonqualified Stock Option
7.86
2014-12-18
4
M
0
1000
0
D
2018-11-13
Common Stock
1000
4000
D
Butkin Investment Company, LLC (the "LLC") is owned by the reporting person, through his revocable trust, certain other trusts over which the reporting person holds voting and dispositive power, and BRJN Capital Corporation, of which the reporting person serves as its President. Voting and dispositive power over the securities held by the LLC is possessed by the reporting person, who is the Manager of the LLC. The reporting person disclaims beneficial ownership of the Issuer securities held by the LLC, except to the extent of his pecuniary interest therein.
These shares are held in certain trusts over which the reporting person holds voting and dispositive power.
Nonqualified Stock Option ("NQSO") granted by the Issuer to the reporting person under the Issuer's 2008 Incentive Stock Plan on November 13, 2008. The NQSO is for a term of ten years from the date of grant, and the exercise price of the NQSO is based on the fair market value of the Issuer's common stock on the date of grant. This NQSO vests at the end of years one through six in the following amounts: 16.5%, 16.5%, 16.5%, 16.5%, 16.5% and 17.5%. This NQSO is fully vested.
Robert A. Butkin
2014-12-19