0001140361-14-045868.txt : 20141219 0001140361-14-045868.hdr.sgml : 20141219 20141219122900 ACCESSION NUMBER: 0001140361-14-045868 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141218 FILED AS OF DATE: 20141219 DATE AS OF CHANGE: 20141219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSB INDUSTRIES INC CENTRAL INDEX KEY: 0000060714 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 731015226 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16 S PENNSYLVANIA CITY: OKLAHOMA CITY STATE: OK ZIP: 73101 BUSINESS PHONE: 4052354546 MAIL ADDRESS: STREET 1: 16 SOUTH PENNSYLVANIA CITY: OKLAHOMA CITY STATE: OK ZIP: 73101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUTKIN ROBERT A CENTRAL INDEX KEY: 0001410707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07677 FILM NUMBER: 141298372 MAIL ADDRESS: STREET 1: 11115 SOUTH 70TH EAST AVENUE CITY: BIXBY STATE: OK ZIP: 74008 4 1 doc1.xml FORM 4 X0306 4 2014-12-18 0 0000060714 LSB INDUSTRIES INC LXU 0001410707 BUTKIN ROBERT A 11115 70TH EAST AVENUE BIXBY OK 74008-2089 1 0 0 0 Common Stock 1000 I By LLC Common Stock 2014-12-18 4 M 0 1000 7.86 A 1000 I By Trust Nonqualified Stock Option 7.86 2014-12-18 4 M 0 1000 0 D 2018-11-13 Common Stock 1000 4000 D Butkin Investment Company, LLC (the "LLC") is owned by the reporting person, through his revocable trust, certain other trusts over which the reporting person holds voting and dispositive power, and BRJN Capital Corporation, of which the reporting person serves as its President. Voting and dispositive power over the securities held by the LLC is possessed by the reporting person, who is the Manager of the LLC. The reporting person disclaims beneficial ownership of the Issuer securities held by the LLC, except to the extent of his pecuniary interest therein. These shares are held in certain trusts over which the reporting person holds voting and dispositive power. Nonqualified Stock Option ("NQSO") granted by the Issuer to the reporting person under the Issuer's 2008 Incentive Stock Plan on November 13, 2008. The NQSO is for a term of ten years from the date of grant, and the exercise price of the NQSO is based on the fair market value of the Issuer's common stock on the date of grant. This NQSO vests at the end of years one through six in the following amounts: 16.5%, 16.5%, 16.5%, 16.5%, 16.5% and 17.5%. This NQSO is fully vested. Robert A. Butkin 2014-12-19