0001140361-12-013243.txt : 20120305 0001140361-12-013243.hdr.sgml : 20120305 20120305175144 ACCESSION NUMBER: 0001140361-12-013243 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120301 FILED AS OF DATE: 20120305 DATE AS OF CHANGE: 20120305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PERRY RONALD V CENTRAL INDEX KEY: 0001410622 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07677 FILM NUMBER: 12667908 MAIL ADDRESS: STREET 1: 4319 ST. PATRICK CITY: OKLAHOMA CITY STATE: OK ZIP: 73120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSB INDUSTRIES INC CENTRAL INDEX KEY: 0000060714 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 731015226 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16 S PENNSYLVANIA CITY: OKLAHOMA CITY STATE: OK ZIP: 73101 BUSINESS PHONE: 4052354546 MAIL ADDRESS: STREET 1: 16 SOUTH PENNSYLVANIA CITY: OKLAHOMA CITY STATE: OK ZIP: 73101 4 1 doc1.xml FORM 4 X0304 4 2012-03-01 0 0000060714 LSB INDUSTRIES INC LXU 0001410622 PERRY RONALD V 4319 ST. PATRICK OKLAHOMA CITY OK 73120 1 0 0 0 Common Stock 2012-03-01 4 M 0 1000 7.86 A 1000 D Common Stock 2012-03-05 4 S 0 1000 39.98 D 0 D Nonqualified Stock Option 7.86 2012-03-01 4 M 0 1000 D 2018-11-13 Common Stock 1000 3000 D These shares were sold at the weighted average price per share of $39.98, which is based on multiple prices ranging from $39.80 to $40.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Nonqualified Stock Option ("NQSO") granted by the Issuer to the reporting person under the Issuer's 2008 Incentive Stock Plan. The NQSO is for a term of 10 years from the date of grant, and the exercise price of the NQSO is based on the fair market value of the Issuer's common stock on the date of grant. This NQSO vests at the end of years one through six in the following amounts: 16.5%, 16.5%, 16.5%, 16.5%, 16.5% and 17.5%. This NQSO will be fully vested at the end of year six. Ronald V. Perry 2012-03-05