0001140361-11-054937.txt : 20111123
0001140361-11-054937.hdr.sgml : 20111123
20111123155221
ACCESSION NUMBER: 0001140361-11-054937
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111122
FILED AS OF DATE: 20111123
DATE AS OF CHANGE: 20111123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHELBY ANTONIO M
CENTRAL INDEX KEY: 0001258643
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07677
FILM NUMBER: 111225353
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LSB INDUSTRIES INC
CENTRAL INDEX KEY: 0000060714
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810]
IRS NUMBER: 731015226
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16 S PENNSYLVANIA
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73101
BUSINESS PHONE: 4052354546
MAIL ADDRESS:
STREET 1: 16 SOUTH PENNSYLVANIA
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73101
4
1
doc1.xml
FORM 4
X0304
4
2011-11-22
0
0000060714
LSB INDUSTRIES INC
LXU
0001258643
SHELBY ANTONIO M
16 SOUTH PENNSYLVANIA AVENUE
OKLAHOMA CITY
OK
73107
1
1
0
0
Exec VP-Fin/CFO
Common Stock
79389
D
Common Stock
2011-06-30
5
G
0
900
0
D
25846
I
By Trust
Common Stock
2011-11-15
5
G
0
350
0
D
25496
I
By Trust
Common Stock
2011-11-22
4
M
0
15000
2.73
A
40496
I
By Trust
Incentive Stock Option
2.73
2011-11-22
4
M
0
15000
0
D
2011-11-29
Common Stock
15000
0
D
These shares were previously transferred from direct ownership into the reporting person's revocable trust, of which the reporting person is the settlor and trustee and holds a pecuniary interest in the trust's holdings and transactions. These shares include 546 shares which the reporting person had not previously reported beneficial ownership of which are beneficially owned by the reporting person through the reporting person's revocable trust.
Incentive Stock Options ("ISO") granted by the Issuer to the reporting person. All ISOs are currently exercisable. As of the date of this report, there are no shares underlying the ISOs held by the reporting person.
These 15,000 shares were acquired by the reporting person on November 22, 1011, upon the exercise of ISOs and were thereafter transferred by the reporting person into the reporting person's revocable trust. See footnote 1 above.
This amount reflects the remaining shares owned directly by the reporting person following the transfer of certain shares from direct ownership into the reporting person's revocable trust. See footnote 1 above.
Antonio M. Shelby
2011-11-23