0001140361-11-054937.txt : 20111123 0001140361-11-054937.hdr.sgml : 20111123 20111123155221 ACCESSION NUMBER: 0001140361-11-054937 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111122 FILED AS OF DATE: 20111123 DATE AS OF CHANGE: 20111123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHELBY ANTONIO M CENTRAL INDEX KEY: 0001258643 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07677 FILM NUMBER: 111225353 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSB INDUSTRIES INC CENTRAL INDEX KEY: 0000060714 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 731015226 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16 S PENNSYLVANIA CITY: OKLAHOMA CITY STATE: OK ZIP: 73101 BUSINESS PHONE: 4052354546 MAIL ADDRESS: STREET 1: 16 SOUTH PENNSYLVANIA CITY: OKLAHOMA CITY STATE: OK ZIP: 73101 4 1 doc1.xml FORM 4 X0304 4 2011-11-22 0 0000060714 LSB INDUSTRIES INC LXU 0001258643 SHELBY ANTONIO M 16 SOUTH PENNSYLVANIA AVENUE OKLAHOMA CITY OK 73107 1 1 0 0 Exec VP-Fin/CFO Common Stock 79389 D Common Stock 2011-06-30 5 G 0 900 0 D 25846 I By Trust Common Stock 2011-11-15 5 G 0 350 0 D 25496 I By Trust Common Stock 2011-11-22 4 M 0 15000 2.73 A 40496 I By Trust Incentive Stock Option 2.73 2011-11-22 4 M 0 15000 0 D 2011-11-29 Common Stock 15000 0 D These shares were previously transferred from direct ownership into the reporting person's revocable trust, of which the reporting person is the settlor and trustee and holds a pecuniary interest in the trust's holdings and transactions. These shares include 546 shares which the reporting person had not previously reported beneficial ownership of which are beneficially owned by the reporting person through the reporting person's revocable trust. Incentive Stock Options ("ISO") granted by the Issuer to the reporting person. All ISOs are currently exercisable. As of the date of this report, there are no shares underlying the ISOs held by the reporting person. These 15,000 shares were acquired by the reporting person on November 22, 1011, upon the exercise of ISOs and were thereafter transferred by the reporting person into the reporting person's revocable trust. See footnote 1 above. This amount reflects the remaining shares owned directly by the reporting person following the transfer of certain shares from direct ownership into the reporting person's revocable trust. See footnote 1 above. Antonio M. Shelby 2011-11-23