-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SIxdqh8vH3stamSGUYx488x45kyT/DgUvNiQEepBsUJXM+oh5NwgDDnvnUJOgzni vCVhaP9zznykG/tKVdh/PQ== 0001140361-09-015548.txt : 20090701 0001140361-09-015548.hdr.sgml : 20090701 20090701120828 ACCESSION NUMBER: 0001140361-09-015548 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090701 DATE AS OF CHANGE: 20090701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ILLE BERNARD G CENTRAL INDEX KEY: 0001260294 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07677 FILM NUMBER: 09921328 MAIL ADDRESS: STREET 1: 16 SOUTH PENNSYLVANIA AVENUE CITY: OKLAHOMA CITY STATE: OK ZIP: 73107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSB INDUSTRIES INC CENTRAL INDEX KEY: 0000060714 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 731015226 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16 S PENNSYLVANIA CITY: OKLAHOMA CITY STATE: OK ZIP: 73101 BUSINESS PHONE: 4052354546 MAIL ADDRESS: STREET 1: 16 SOUTH PENNSYLVANIA CITY: OKLAHOMA CITY STATE: OK ZIP: 73101 4 1 doc1.xml FORM 4 X0303 4 2009-06-30 0 0000060714 LSB INDUSTRIES INC LXU 0001260294 ILLE BERNARD G 16 SOUTH PENNSYLVANIA AVENUE OKLAHOMA OK 73107 1 0 0 0 Common Stock 5000 I By Spouse's Trust Common Stock 2009-06-30 4 M 0 15000 1.25 A 25000 D Common Stock 2009-07-01 5 G 0 15000 0 D 10000 D Common Stock 2009-07-01 5 G 0 15000 0 A 15000 I By Trust Nonqualfied Stock Option 1.25 2009-06-30 4 M 0 15000 0 D 2009-07-08 Common Stock 15000 0 D Nonqualified Stock Option 7.86 2018-11-13 Common Stock 5000 5000 D These shares are held by the revocable trust of the reporting person's spouse, of which the reporting person's spouse is the settlor and trustee. The reporting person shares with his spouse voting and dispositive power over the issuer securities held in his spouse's revocable trust. These shares are held by the revocable trust of the reporting person, of which he is the settlor and trustee and possesses a pecuniary interest in the securities held by the trust. Nonqualified Stock Option ("NQSO") granted by the Issuer to the reporting person under the Issuer's Incentive Stock Plans. Each NQSO is for a term of ten years from the date of grant, and the exercise price of each NQSO is based on the fair market value of the Issuer's common stock on the date of grant. An NQSO for 15,000 shares of the Issuer's common stock exercisable at $1.25, with an expiration date of July 8, 2009, was granted to the reporting person on July 9, 1999. This NQSO is fully vested. An NQSO for 5,000 shares of the Issuer's common stock exercisable at $7.86, with an expiration date of November 13, 2018, was granted to the reporting person on November 13, 2008. This NQSO vests at the end of years one through six in the following amounts: 16.5%, 16.5%, 16.5%, 16.5%, 16.5% and 17.5%. This NQSO will be fully vested at the end of year six. As of the date of this report, the total number of shares underlying all NQSOs is 5,000. Bernard G. Ille 2009-07-01 -----END PRIVACY-ENHANCED MESSAGE-----