0000060667-17-000069.txt : 20170404 0000060667-17-000069.hdr.sgml : 20170404 20170404085433 ACCESSION NUMBER: 0000060667-17-000069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170401 FILED AS OF DATE: 20170404 DATE AS OF CHANGE: 20170404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LOWES COMPANIES INC CENTRAL INDEX KEY: 0000060667 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-LUMBER & OTHER BUILDING MATERIALS DEALERS [5211] IRS NUMBER: 560578072 STATE OF INCORPORATION: NC FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1000 LOWE'S BLVD. CITY: MOORESVILLE STATE: NC ZIP: 28117 BUSINESS PHONE: 704-758-1000 MAIL ADDRESS: STREET 1: 1000 LOWE'S BLVD CITY: MOORESVILLE STATE: NC ZIP: 28117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maltsbarger Richard D CENTRAL INDEX KEY: 0001609430 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07898 FILM NUMBER: 17736289 MAIL ADDRESS: STREET 1: 1000 LOWE'S BOULEVARD CITY: MOORESVILLE STATE: NC ZIP: 28117 4 1 wf-form4_149131045888093.xml FORM 4 X0306 4 2017-04-01 0 0000060667 LOWES COMPANIES INC LOW 0001609430 Maltsbarger Richard D 1000 LOWE'S BOULEVARD MOORESVILLE NC 28117 0 1 0 0 CDO & President, Int'l Common Stock 2017-04-01 4 M 0 6000 0 A 38755 D Common Stock 2017-04-01 4 F 0 1977 82.21 D 36778 D Common Stock 2017-04-01 4 A 0 3610 0 A 40388 D Common Stock 3876.677 I by 401(k) Plan Performance Share Units 2017-04-01 4 M 0 6000 0 D Common Stock 6000.0 0 D Non-Qualified Stock Option (right to buy) 82.21 2017-04-01 4 A 0 15300 0 A 2027-04-01 Common Stock 15300.0 15300 D Each performance share unit represented a contingent right to receive one share of the Issuer's common stock upon the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2016. Direct holdings include 177 shares acquired under the Lowe's Employee Stock Purchase Plan. Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of performance share units granted on April 1, 2014. Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on April 1, 2020. The information provided for the shares held by the 401(k) Plan in this report is based on a plan statement dated as of March 31, 2017. At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock. The option vests in three annual installments beginning on April 1, 2018. By: /s/ Sandra Felton by power of attorney For: Richard D. Maltsbarger 2017-04-04