0000060667-17-000043.txt : 20170403 0000060667-17-000043.hdr.sgml : 20170403 20170403085200 ACCESSION NUMBER: 0000060667-17-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170330 FILED AS OF DATE: 20170403 DATE AS OF CHANGE: 20170403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LOWES COMPANIES INC CENTRAL INDEX KEY: 0000060667 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-LUMBER & OTHER BUILDING MATERIALS DEALERS [5211] IRS NUMBER: 560578072 STATE OF INCORPORATION: NC FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1000 LOWE'S BLVD. CITY: MOORESVILLE STATE: NC ZIP: 28117 BUSINESS PHONE: 704-758-1000 MAIL ADDRESS: STREET 1: 1000 LOWE'S BLVD CITY: MOORESVILLE STATE: NC ZIP: 28117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CROOM MARSHALL A CENTRAL INDEX KEY: 0001257629 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07898 FILM NUMBER: 17732415 MAIL ADDRESS: STREET 1: C/O LOWES COMPANIES INC STREET 2: 1605 CURTIS BRIDGE RD CITY: WILKESBORO STATE: NC ZIP: 28697 4 1 wf-form4_149122390645495.xml FORM 4 X0306 4 2017-03-30 0 0000060667 LOWES COMPANIES INC LOW 0001257629 CROOM MARSHALL A 1000 LOWE'S BOULEVARD MOORESVILLE NC 28117 0 1 0 0 Chief Financial Officer Common Stock 2017-03-30 4 M 0 12700 28.38 A 53479.3342 D Common Stock 2017-03-30 4 S 0 12700 82.1399 D 40779.3342 D Common Stock 2017-03-30 5 G 0 E 4885 0 D 35894.3342 D Common Stock 7931.44 I by 401(k) Plan Common Stock 839.902 I by IRA Non-Qualified Stock Option (right to buy) 28.38 2017-03-30 4 M 0 12700 0 D 2019-03-01 Common Stock 12700.0 0 D Direct holdings include 177 shares acquired under the Lowe's Employee Stock Purchase Plan. This transaction was executed in multiple trades at prices ranging from $82.12 to $82.171. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The information provided for the shares held by the 401(k) Plan in this report is based on a plan statement dated as of March 31, 2017. The option vested in three annual installments beginning on March 1, 2013. By: /s/ Sandra Felton by power of attorney For: Marshall A. Croom 2017-04-03