0000060667-16-000380.txt : 20160919 0000060667-16-000380.hdr.sgml : 20160919 20160919071127 ACCESSION NUMBER: 0000060667-16-000380 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160915 FILED AS OF DATE: 20160919 DATE AS OF CHANGE: 20160919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LOWES COMPANIES INC CENTRAL INDEX KEY: 0000060667 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-LUMBER & OTHER BUILDING MATERIALS DEALERS [5211] IRS NUMBER: 560578072 STATE OF INCORPORATION: NC FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1000 LOWE'S BLVD. CITY: MOORESVILLE STATE: NC ZIP: 28117 BUSINESS PHONE: 7047581000 MAIL ADDRESS: STREET 1: P.O. BOX 1000 CITY: MOORESVILLE STATE: NC ZIP: 28115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maltsbarger Richard D CENTRAL INDEX KEY: 0001609430 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07898 FILM NUMBER: 161890730 MAIL ADDRESS: STREET 1: 1000 LOWE'S BOULEVARD CITY: MOORESVILLE STATE: NC ZIP: 28117 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-09-15 0 0000060667 LOWES COMPANIES INC LOW 0001609430 Maltsbarger Richard D 1000 LOWE'S BOULEVARD MOORESVILLE NC 28117 0 1 0 0 CDO & President, Int'l Common Stock 2016-09-15 4 A 0 3330.0 0.0 A 38123 D Common Stock 2016-09-16 4 F 0 3346.0 70.95 D 34777 D Common Stock 2016-09-16 4 F 0 2199.0 70.95 D 32578 D Common Stock 3837.929 I by 401(k) Plan Non-Qualified Stock Option (right to buy) 71.31 2016-09-15 4 A 0 15370.0 0.0 A 2026-09-15 Common Stock 15370 15370 D Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on September 15, 2019. Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on September 16, 2013. The option vests in three annual installments beginning on September 15, 2017. The information provided for the shares held by the 401(k) Plan in this report is based on a plan statement dated as of August 31, 2016. By: /s/ Sandra Felton by power of attorney For: Richard D. Maltsbarger 2016-09-19