-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IEHoL7ghF1lExEQg5vNR/tCzf2S5q/1v0BKLZGFee8ShreimlWwt3hMUJVsjANlz PlX09pNsBZLeJDGV2DbmCw== 0000060653-97-000011.txt : 19970513 0000060653-97-000011.hdr.sgml : 19970513 ACCESSION NUMBER: 0000060653-97-000011 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19961231 FILED AS OF DATE: 19970512 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLONIAL GAS CO CENTRAL INDEX KEY: 0000060653 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 041558100 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-10007 FILM NUMBER: 97600092 BUSINESS ADDRESS: STREET 1: 40 MARKET ST CITY: LOWELL STATE: MA ZIP: 01852 BUSINESS PHONE: 5084583171 FORMER COMPANY: FORMER CONFORMED NAME: LOWELL GAS CO DATE OF NAME CHANGE: 19811124 10-K/A 1 [10-K COVER PAGE] SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K __X_ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 1996 OR ____ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to COMMISSION FILE NUMBER 0-10007 COLONIAL GAS COMPANY (Exact name of registrant as specified in its charter) Massachusetts 04-1558100 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification Number) 40 Market Street, Lowell, Massachusetts 01852 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (508) 322-3000 Securities registered pursuant to Section 12(b) of the Act: NONE Securities registered pursuant to Section 12(g) of the Act: Common Stock, $3.33 par value (Title of Class) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes__X_ No____ Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K ____ The aggregate market value of the voting stock held by non- affiliates of the registrant as of February 28, 1997 was $179,271,162. The number of shares of the registrant's common stock outstanding as of February 28, 1997 was 8,536,722. [END OF 10-K COVER PAGE] SIGNATURES Pursuant to the requirements of Section 13 or 15 (d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. COLONIAL GAS COMPANY Date By s/F.L. Putnam March 25, 1997 F.L. Putnam, Jr., Chairman of the Board of Directors Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated. Signature Title Date s/F.L. Putnam, Jr. Senior Executive Officer, March 25, 1997 F.L. Putnam, Jr. Director s/Nickolas Stavropoulos Executive Vice President - March 25, 1997 Nickolas Stavropoulos Finance, Marketing and Chief Financial Officer,Director (Principal Financial Officer) s/D.W. Carroll Vice President and Treasurer March 25, 1997 D.W. Carroll (Principal Accounting Officer) s/V.W. Baur Director March 25, 1997 V.W. Baur s/J.P. Harrington Director March 25, 1997 J.P. Harrington s/H.C. Homeyer Director March 25, 1997 H.C. Homeyer s/R.L. Hull Director March 25, 1997 R.L. Hull s/D.H. LeVan, Jr. Director March 25, 1997 D.H. LeVan, Jr. s/F.L. Putnam, III President and Chief March 25, 1997 F.L. Putnam, III Executive Officer, Director s/J.F. Reilly, Jr. Director March 25, 1997 J.F. Reilly, Jr. s/A.B. Sides, Jr. Director March 25, 1997 A.B. Sides, Jr. s/M.M. Stapleton Director March 25, 1997 M.M. Stapleton s/C.O. Swanson Director March 25, 1997 C.O. Swanson [END OF SIGNATURES] COLONIAL GAS COMPANY HEREBY AMENDS THE FOLLOWING ITEMS, FINANCIAL STATEMENTS, EXHIBITS OR OTHER PORTIONS OF ITS ANNUAL REPORT FOR THE FISCAL YEAR ENDED DECEMBER 31, 1996 ON FORM 10-K: EXHIBIT 27 FINANCIAL DATA SCHEDULE UT (SAME AS ORIGINALLY SUBMITTED EXCEPT IDENTIFICATION "TAGS" NOW INCLUDED) EX-27 2
UT 12-MOS DEC-31-1996 DEC-31-1996 PER-BOOK 250,983 7,736 67,558 32,476 5,659 364,412 28,366 54,221 31,319 113,906 0 0 95,266 63,439 0 0 5,152 0 930 881 84,838 364,412 170,929 9,088 139,647 148,735 22,194 2,993 25,187 8,709 16,478 0 16,478 10,919 7,107 38,856 1.95 1.95
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