-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B5AxTwpw2N12PQ8jGnU57b8tXi8ecBfg7EnOWzncvze2F+6XNVE3s/4PcuAq6YxC Tcn0grGGZAYsa1JQAuJaxA== 0000950156-07-000525.txt : 20070823 0000950156-07-000525.hdr.sgml : 20070823 20070823070429 ACCESSION NUMBER: 0000950156-07-000525 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070823 DATE AS OF CHANGE: 20070823 EFFECTIVENESS DATE: 20070823 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CGM CAPITAL DEVELOPMENT FUND CENTRAL INDEX KEY: 0000060332 IRS NUMBER: 046014026 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-00933 FILM NUMBER: 071074331 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-737-3225 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: LOOMIS SAYLES CAPITAL DEVELOPMENT FUND INC DATE OF NAME CHANGE: 19900302 0000060332 S000000890 CGM CAPITAL DEVELOPMENT FUND C000002532 CGM CAPITAL DEVELOPMENT FUND LOMCX N-PX 1 d67979.txt CGM CAPITAL DEVELOPMENT FUND ------------------------------- OMB APPROVAL ------------------------------- OMB Number: 3235-0582 Expires: April 30, 2009 Estimated average burden hoursperresponse........ 14.4 ------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-00933 -------------------------------------------- CGM CAPITAL DEVELOPMENT FUND - ------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) One International Place, Boston, MA 02110 - ------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) Barry N. Hurwitz, Esq. Bingham McCutchen LLP, 150 Federal St., Boston, MA 02110 - ------------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: 617-737-3225 --------------------------- Date of fiscal year end: 12/31 ------------------ Date of reporting period: 7/1/06 -- 6/30/07 ------------------ Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS SEC 2451 (4-03) THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. CGM Capital Development Fund File No. 811-933
Proposed By Issuer For or Was or Meeting Matter Security Vote Actual Against Issuer Ticker CUSIP Date Voted On Holder Cast? Vote Mgt. - --------------------------------------------------------------------------------------------------------------------------------- AGCO Corporation AG 001084102 4/26/07 1. Elect four directors: Issuer Yes For For 1. W. Wayne Booker, 2. Francisco R. Gros, 3. Gerald B. Johanneson and 4. Curtis E. Moll 2. Approve the ratification of Issuer Yes For For KPMG LLP as the company's independent registered public accounting firm for 2007 Albemarle Corporation ALB 012653101 4/11/07 1. Elect 11 directors: Issuer Yes For For 1. J. Alfred Broaddus, Jr. 2. John D. Gottwald, 3. William M. Gottwald, 4. R. William Ide III, 5. Richard L. Morrill, 6. Seymour S. Preston III, 7. Mark C. Rohr, 8. John Sherman, Jr., 9. Charles E. Stewart, 10. Harriett Tee Taggart and 11. Anne Marie Whittemore 2. Ratify the appointment of Issuer Yes For For PricewaterhouseCoopers LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2007 Anixter International Inc. AXE 035290105 5/17/07 1. Elect 11 directors: Issuer Yes For For 1. Lord James Blyth, 2. Linda Walker Bynoe, 3. Robert L. Crandall, 4. Robert W. Grubbs, Jr., 5. F. Philip Handy, 6. Melvyn N. Klein, 7. George Munoz, 8. Stuart M. Sloan, 9. Thomas C. Theobald, 10. Mathew Zell and 11. Samuel Zell 2. Ratify Ernst & Young as Issuer Yes For For independent auditors Cabot Oil & Gas Corporation COG 127097103 5/2/07 1. Elect three directors: Issuer Yes For For 1. John G. L. Cabot, 2. David M. Carmichael and 3. Robert L. Keiser 2. Ratify the appointment of the Issuer Yes For For firm of Pricewaterhouse- Coopers LLP as the independent registered public accounting firm for the company for its 2007 fiscal year Cameron International Corporation CAM 13342B105 5/9/07 1. Elect two directors: Issuer Yes For For 1. Michael E. Patrick and 2. Bruce W. Wilkinson 2. Ratify the appointment of Issuer Yes For For Ernst & Young LLP as independent registered public accountants for 2007 Chaparral Steel Company CHAP 159423102 8/29/06 1. Elect three directors: Issuer Yes For For 1. Eugenio Clariod, 2. Joseph D. Mahaffey and 3. Elizabeth C. Williams 2. Ratify the Amended and Issuer Yes Against Against Restated 2005 Omnibus Equity Compensation Plan 3. Approve the 2006 Omnibus Issuer Yes Against Against Incentive Plan Core Laboratories N. V. CLB N22717107 4/2/07 1. Elect three supervisory Issuer Yes For For directors: 1. A. D. John Ogren, 2. B. Joseph R. Perna and 3. C. Jacobus Schouten 2. Confirm and adopt Dutch Issuer Yes For For Statutory annual accounts in the English language for the fiscal year ended December 31, 2006 3. Approve and resolve the Issuer Yes For For cancellation of repurchased shares 4. Approve and resolve the Issuer Yes For For extension of the authority to repurchase up to 10% of issued share capital until October 2, 2008 5. Approve and resolve the Issuer Yes For For extension of the authority to issue shares and/or to grant rights 6. Approve and resolve the Issuer Yes For For extension of the authority to limit or exclude the preemptive rights of the holders of our common shares and/or preference shares until April 2, 2011 7. Approve and resolve the Issuer Yes Against Against amendment and restatement of the Core Laboratories N.V. 1995 Long-Term Incentive Plan 8. Ratify the appointment of Issuer Yes For For PricewaterhouseCoopers as the company's independent public accountants for the year ended December 31, 2007 Corrections Corporation of America CXW 22025Y407 5/10/07 1. Elect 12 directors: Issuer Yes For For 1. William F. Andrews, 2. John D. Ferguson, 3. Donna M. Alvarado, 4. Lucius E. Burch, III, 5. John D. Correnti, 6. John R. Horne, 7. C. Michael Jacobi, 8. Thurgood Marshall, Jr., 9. Charles L. Overby, 10. John R. Prann, Jr., 11. Joseph V. Russell and 12. Henri L. Wedell 2. Ratify the appointment of Issuer Yes For For Ernst & Young LLP as the firm's independent registered public accounting firm for the fiscal year ending December 31, 2007 3. Approve the company's 2008 Issuer Yes Against Against Stock Incentive Plan 4. Approve amendment to the Issuer Yes For For company's charter to increase the number of authorized shares of common stock, par value $.01 per share, from 80,000,000 to 300,000,000 5. Adopt stockholder proposal Security Yes Against For for the company to provide a Holder semi-annual report to stockholders disclosing certain information with respect to the company's political contributions and expenditures 6. Approve proposal to adjourn Issuer Yes For For the annual meeting, if necessary, for the purpose of soliciting additional proxies B3. Extend the general mandate Issuer Yes For For granted to the directors to allot, issue and deal with shares by the number of shares repurchased Desarrolladora Homex, S.A.B. de C.V. HXM 25030W100 4/26/07 01. Reading, discussion and Issuer Yes For For approval or amendment, as the case may be, of the reports of the board of directors on the company's review pursuant to Article 28, Section IV of the Mexican Securities Law, including the financial statements for the year ended on December 31, 2006 02. Resolution over the Issuer Yes For For application of the results obtained in such fiscal year O3. Appointment or ratification, Issuer Yes For For as the case may be, of the members of the board of directors and secretary, and determination of their compensation O4. Appointment or ratification, Issuer Yes For For as the case may be, of the chairman and members of the audit committee and corporate governance committee O5. Discussion and approval, as Issuer Yes For For the case may be, of the maximum amount that could be used to repurchase of stock of the company during 2007 O6. Designation of delegates who Issuer Yes For For will formalize and execute the resolutions adopted at this meeting E1. Adjustments and changes to Issuer Yes For For the bylaws of Desarrolladora Issuer Yes For For Homex,S.A.B. de C.V., to modify Articles Six, Twenty Two, Thirty Three and Thirty Four E2. Designation of delegates who Issuer Yes For For will formalize and execute the resolutions adopted at this meeting Guess?, Inc. GES 401617105 6/18/07 1. Elect three directors: Issuer Yes For For 1. Paul Marciano, 2. Anthony Chidoni and 3. Judith Blumenthal 2. Ratify the appointment of Issuer Yes For For Ernst & Young as the company's independent auditors for the fiscal year ending February 2, 2008 Holly Corporation HOC 435758305 5/24/07 1. Elect nine directors: Issuer Yes For For 1. B. P. Berry, 2. M. P. Clifton, 3. W. J. Glancy, 4. W. J. Gray, 5. M. R. Hickerson, 6. T. K. Matthews, 7. R. G. McKenzie, 8. J. P. Reid and 9. P. T. Stoffel 2. Approve amendment to the Issuer Yes For For Corporation's restated certificate of incorporation to increase the total number of shares of common stock, par value $0.01 per share, that the corporation has authority to issue 3. Approve the performance Security Yes Against Against standards and eligibility Holder provisions of the corporation's long-term incentive compensation plan and approve amendment to provide for the use of "net profit margin" as a performance criteria for annual incentive awards Lan Airlines S.A. LFL 501723100 1/26/07 1. Increase the Company's Issuer No capital by virtue of an issuance of 7,500,000 shares, at the price and other conditions that the shareholders' meeting shall determine 2. Designate a portion of the Issuer No above mentioned capital increase to compensation plans, in accordance with Article 24 of Law 18.046 3. Amend the Company's bylaws to Issuer No reflect the resolutions adopted by the shareholders' meeting 4. Authorize the company's Board Issuer No of Directors to request the registration of the shares representing the capital increase with the registry of the Superintendence of Securities and Insurance; to proceed with the settlement of the shares; and to agree on the terms pertaining to the compensation plans mentioned above 5. Adopt any other resolutions Issuer No necessary to implement the abovementioned resolutions Lan Airlines S.A. LFL 501723100 4/5/07 1. Approve the annual report, Issuer Yes For For balance of payments and financial statements of the company for the year ended December 31, 2006 2. Approve the distribution of Issuer Yes For For a dividend for the fiscal year 2006 3. Agree on the remunerations Issuer Yes For For the board for the year 2007 4. Agree on the remunerations Issuer Yes For For of the Directors' Committee and determine its budget for the year 2007 5. Designate the external Issuer Yes For For designate the risk classifiers 6. Inform regarding the cost of Issuer Yes For For processing, printing and distributing information E1. Annul the increase in Issuer Yes For For capital by 7,500,000 payable shares E2. Increase the capital stock Issuer Yes For For of Lan Airlines S.A. via the issuance of 22,090,910 E3. Assign one part of the Issuer Yes For For stated increase in capital to the compensatory plan E4. Modify the bylaws in order Issuer Yes For For to adjust them to the framework adopted by the meeting E5. Empower the Board of Issuer Yes For For Directors of the company to request the registration of the shares representative E6. Adopt the rest of the Issuer Yes For For agreements necessary to implement the previous mentioned agreements The Middleby Corporation MIDD 596278101 5/3/07 1. Elect eight directors: Issuer Yes For For 1. Selim A. Bassoul, 2. Robert B. Lamb, 3. Ryan Levenson, 4. John R. Miller III, 5. Gordon O'Brien, 6. Philip G. Putnam, 7. Sabin C. Streeter and 8. Robert L. Yohe 2. Ratify the selection of Issuer Yes For For Deloitte & Touche LLP as independent auditor for fiscal year ended December 29, 2007 3. Approve an amendment to the Issuer Yes For For company's restated Certificate of Incorporation 4. Approve the Middleby Issuer Yes For For Corporation 2007 Stock Incentive Plan Raymond James Financial, Inc. RJF 754730109 2/15/07 1. Elect nine directors: Issuer Yes For For 1. Angela M. Biever, 2. Francis S. Godbold, 3. H. William Habermeyer, Jr., 4. Chet Helck, 5. Thomas A. James., 6. Paul W. Marshall, 7. Paul C. Reilly, 8. Kenneth A. Shields and 9. Hardwick Simmons 2. Ratify the appointment by Issuer Yes For For the Audit Committee of the Board of Directors of KPMG LLP as the Company's independent registered public accounting firm 3. Approve the 2007 Stock Bonus Issuer Yes For For Plan 4. Approve the 2007 Stock Option Issuer Yes For For Plan for independent contractors 5. Approve an amendment to the Issuer Yes For For 2005 Restricted Stock Plan to increase the number of shares by 2,000,000 RTI International Metals, Inc. RTI 74973W107 4/27/07 1. Elect ten directors: Issuer Yes For For 1. Craig R. Andersson, 2. Daniel I. Booker, 3. Donald P. Fusilli, Jr., 4. Ronald L. Gallatin, 5. Charles C. Gedeon, 6. Robert M. Hernandez, 7. Dawne S. Hickton, 8. Edith E. Holiday, 9. Michael C. Wellham and 10. James A. Williams 2. Ratify the appointment of Issuer Yes For For PricewaterhouseCoopers LLP as independent registered public accountants for 2007 Sotheby's BID 835898107 5/7/07 1. Elect 11 directors: Issuer Yes For For 1. John M Angelo, 2. Michael Blakenham, 3. The Duke of Devonshire, 4. Allen Questrom, 5. William F. Ruprecht, 6. Michael I. Sovern, 7. Donald M. Stewart, 8. Robert S. Taubman, 9. Diana L. Taylor, 10. Dennis M. Weibling and 11. Robin G. Woodhead 2. Approve the amendment and Issuer Yes For For restatement of the Sotheby's Executive Bonus Plan 3. Approve the amendment and Issuer Yes Against Against restatement of the Sotheby's 1998 Stock Compensation Plan for non-employee directors 4. Ratify the appointment of Issuer Yes For For Deloitte & Touche as independent auditors for 2007
SIGNATURES [See General Instruction F] Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) CGM CAPITAL DEVELOPMENT FUND ----------------------------------------------------------------- By (Signature and Title)* /s/ Robert L. Kemp -------------------------------------------------- Robert L. Kemp, President Date 8/23/07 ----------------------------------------------------------------------- * Print the name and title of each signing officer under his or her signature. -----END PRIVACY-ENHANCED MESSAGE-----