-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OO0Rvnk+4H/hyG8KvtTHxzH3ZqLWvnNGl4zoslOBJvDavfi0CCWRwbvGlqa0S/ff jJ4/rdaMXx6+k8t5EEMOyg== 0000950156-06-000394.txt : 20060825 0000950156-06-000394.hdr.sgml : 20060825 20060825074927 ACCESSION NUMBER: 0000950156-06-000394 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060825 DATE AS OF CHANGE: 20060825 EFFECTIVENESS DATE: 20060825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CGM CAPITAL DEVELOPMENT FUND CENTRAL INDEX KEY: 0000060332 IRS NUMBER: 046014026 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-00933 FILM NUMBER: 061054096 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-737-3225 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: LOOMIS SAYLES CAPITAL DEVELOPMENT FUND INC DATE OF NAME CHANGE: 19900302 0000060332 S000000890 CGM CAPITAL DEVELOPMENT FUND C000002532 CGM CAPITAL DEVELOPMENT FUND LOMCX N-PX 1 d65417.txt CGM CAPITAL DEVELOPMENT FUND ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0582 Expires: April 30, 2009 Estimated average burden hoursperresponse........ 14.4 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-00933 -------------------------------------------- CGM CAPITAL DEVELOPMENT FUND - ------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) One International Place, Boston, MA 02110 - ------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) Barry N. Hurwitz, Esq. Bingham McCutchen LLP, 150 Federal St., Boston, MA 02110 - ------------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: 617-737-3225 --------------------------- Date of fiscal year end: 12/31 ----------------------- Date of reporting period: 7/1/05 -- 6/30/06 ---------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS SEC 2451 (4-03) THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. CGM Capital Development Fund File No. 811-933
Proposed By Issuer For or Was or Meeting Matter Security Vote Actual Against Issuer Ticker CUSIP Date Voted On Holder Cast? Vote Mgt. ------ ------ ----- ---- -------- ------ ----- ---- ---- America West Holdings Corporation AWA 023657208 9/13/05 1. Adopt the Agreement and Issuer Yes For For Plan of Merger, dated as of May 19, 2005, as amended, among US Airways Group, Inc., America West Holdings Corporation and Barbell Acquisition Corp. and approve the merger contemplated thereby. Berry Petroleum Company BRY 085789105 5/17/06 1. Elect nine directors: Issuer Yes For For 1. J. Bryant, 2. R. Bush III, 3. W. Busch, 4. S. Cropper, 5. J. Gaul, 6. R. Heinemann, 7. T. Jamieson, 8. J. Keller and 9. M. Young 2. Proposal to amend the Issuer Yes For For Company's Restated Certificate of Incorporation increasing from 50,000,000 to 100,000,000 the number of authorized shares of Class A common stock, $.01 par value and increasing from 1,500,000 to 3,000,000 the number of authorized shares of Class B stock, $.01 par value Cooper Cameron Corporation CAM 216640102 5/5/06 1. Elect three directors: Issuer Yes For For 1. Nathan M. Avery, 2. C. Baker Cunningham and 3. Sheldon R. Erikson 2. Ratify the appointment of Issuer Yes For For Ernst & Young as independent registered public accountants for 2006 3. Vote on change of Issuer Yes For For company's name and change in the certificate of incorporation 4. Vote on amendment to 2005 Issuer Yes Against Against Equity Incentive Plan Eagle Materials Inc. EXP 26969P108 4/11/06 1. Amend Restated Issuer Yes For For Certificate of Incorporation to reclassify existing common stock and class B common stock into a single new class of common stock Gerdau Ameristeel Corporation GNA 37373P105 5/10/06 A. Elect nine directors: Issuer Yes For For 1. Phillip E. Casey, 2. Kenneth W. Harrigan, 3. Joseph J. Heffernan, 4. Jorge G. Johannpeter, 5. F. C. G. Johannpeter, 6. Andre B. Johannpeter, 7, J. Spencer Lanthier, 8. Richard McCoy and 9. Arthur Scace B. Appoint Issuer Yes For For PricewaterhouseCoopers, LLP, chartered accountants, as auditors of the firm and authorize the directors to fix the auditors' remuneration C. Approve the continuance Issuer Yes For For of Gerdau Ameristeel under the Canada Business Corporations Act, and any amendments or variations thereto that may come before the meeting D. Approve a new by-law for Issuer Yes For For Gerdau Ameristeel effective upon the continuance in accordance with the requirements of the Canada Business Corporations Act, and any amendments or variations thereto that may come before the meeting Hansen Natural Corporation HANS 411310105 6/1/06 1. Approve proposal to Issuer Yes For For approve an amendment to the company's Certificate of Incorporation to increase the number of authorized shares of common stock from 30,000,000 to 120,000,000 2. Approve proposal to Issuer Yes Against Against approve an amendment to the company's 2001 Stock Option Plan to increase the number of shares of common stock reserved for issuance thereunder by 1,500,000 shares. Hartmarx Corporation HMX 417119104 4/20/06 1. Elect nine directors: Issuer Yes For For 1. Michael F. Anthony, 2. Jeffrey A. Cole, 3. James P. Dollive, 4. Raymond F. Farley, 5. Elbert O. Hand, 6. Dipak C. Jain, 7. Homi B. Patel, 8. Michael B. Rohlfs and 9. Stuart L. Scott 2. Adopt the 2006 Incentive Issuer Yes For For Stock Plan 3. Adopt the 2006 Stock Issuer Yes For For Compensation Plan for Non-Employee Directors 4. Ratify the appointment of Issuer Yes For For PricewaterhouseCoopers LLP as independent auditors of the firm Helix Energy Solutions Group, Inc. HELX 42330P107 5/8/06 1. Elect two directors: Issuer Yes For For William Porter, III and William L. Transier Helmerich & Payne, Inc. HP 423452101 3/1/06 1. Elect three Directors Issuer Yes For For comprising the class of Directors of the Company known as the "Third Class" for a three-year term expiring in 2009: 1. W. H. Helmerich,III, 2. Glenn A. Cox and 3. Edward B. Rust, Jr. 2. Approve the Helmerich & Issuer Yes Against Against Payne, Inc. 2005 Long-Term Incentive Plan IPSCO Inc. IPS 462622101 5/4/06 1. Elect 13 directors: Issuer Yes For For 1. Michael A. Grandin, 2. Juanita H. Hinshaw, 3. Burton M. Joyce, 4. Jack D. Michaels, 5. Bernard M. Michel, 6. Allan S. Olson, 7. Arthur R. Price, 8. Richard G. Sim, 9. David S. Sutherland, 10. Roger E. Tetrault, 11. Gordon G. Thiessen, O.C., 12. D. Murray Wallace and 13. John B. Zaozirny, Q.C. 2. Reappoint Ernst & Young Issuer Yes For For LLP as auditor of the corporation at a remuneration to be fixed by the directors 3. Approve the Senior Issuer Yes For For Officer Annual Incentive Plan The Middleby Corporation MIDD 596278101 5/12/06 1. Elect eight directors: Issuer Yes For For 1. Selim A. Bassoul, 2. Robert B. Lamb, 3. Ryan Levenson, 4. John R. Miller III, 5. Gordon O'Brien, 6. Philip G. Putnam, 7. Sabin C. Streeter and 8. Robert L. Yohe 2. Ratify the selection of Issuer Yes For For Deloitte & Touche LLP as independent auditor for fiscal year ended December 30, 2006 3. Approve The Middleby Issuer Yes For For Corporation Executive Officer Incentive Plan Newfield Exploration Company NFX 651290108 5/4/06 1. Elect 13. directors: Issuer Yes For For 1. David A. Trice, 2. David F. Schaible, 3. Howard H. Newman, 4. Thomas G Ricks, 5. Dennis R. Hendrix, 6. C. E. (Chuck) Shultz, 7. Philip J. Burguieres, 8. John Randolph Kemp III, 9. Michael Lacey, 10 Joseph H. Netherland, 11. J. Terry Strange, 12. Pamela J. Gardner and 13. Juanita F. Romans 2. Approve First Amendment Issuer Yes For For to Newfield Exploration Company 2000 Non-Employee Director Restricted Stock Plan 3. Approve Second Amendment Issuer Yes For For to Newfield Exploration Company 2001 Employee Stock Purchase Plan 4. Ratify the appointment of Issuer Yes For For PricewaterhouseCoopers LLP as independent accountants NS Group, Inc. NSS 628916108 5/10/06 1. Elect six directors: Issuer Yes For For 1. Clifford R. Borland, 2. David A. B. Brown, 3. Patrick J. B. Donnelly, 4. George A. Helland, Jr., 5. Rene J. Robichaud and 6. John F. Schwarz 2. Ratify the appointment of Issuer Yes For For Deloitte & Touche LLP as the company's independent registered public accounting firm for 2006 Oil States International, Inc. OIS 678026105 5/18/06 1. Elect three directors: Issuer Yes For For 1. S. James Nelson, Jr., 2. Gary L. Rosenthal and 3. William T. Van Kleef 2. Ratify the selection of Issuer Yes For For Ernst & Young LLP as the auditors of the company for the current year The Pantry, Inc. PTRY 698657103 3/30/06 1. Elect eight Directors: Issuer Yes For For 1. Peter J. Sodini, 2. Thomas M. Murname, 3. Paul L. Brunswick, 4. Bryan E. Monkhouse, 5. Robert F. Bernstock, 6. Edwin J. Holman, 7. Terry L. McElroy and 8. Mark D. Miles 2. Ratify the appointment of Issuer Yes For For Deloitte & Touche LLP as independent public accountants for the company and its subsidiaries for the fiscal year ending September 28, 2006. Pogo Producing Company PPP 730448107 4/25/06 1. Elect three directors: Issuer Yes For For 1. Jerry M. Armstrong, 2. Gerrit W. Gong and 3. Carroll W. Suggs 2. Ratify the appointment of Issuer Yes For For PricewaterhouseCoopers LLP as independent registered public accounting firm to audit the financial statements of the company for 2006 Sotheby's Holdings, Inc. BID 835898107 5/8/06 1. Elect nine directors: Issuer Yes For For 1. Michael Blakenham, 2. Steven B. Dodge, 3. The Duke of Devonshire, 4. Allen Questrom, 5. William F. Ruprecht, 6. Michael I. Sovern, 7. Donald M. Stewart, 8. Robert S. Taubman and 9. Robin G. Woodhead 2. Adopt the Agreement and Issuer Yes For For Plan of Merger, dated March 31, 2006, relating to the reincorporation of Sotheby's Holdilng, Inc. in Delaware 3. Approve a provision in Issuer Yes For For the surviving corporation's Certificate of Incorporation to provide that shareholder action may only be taken at a duly called meeting of shareholders 4. Approve a provision in Issuer Yes For For the surviving corporation's Certificate of Incorporation regarding who may call special shareholder meetings 5. Approve Sotheby's Issuer Yes Against Against Holdings, Inc. Amended and Restated Restricted Stock Plan 6. Ratify the appointment of Issuer Yes For For Deloitte & Touche LLP as independent auditors for 2006 Steel Dynamics, Inc. STLD 858119100 5/18/06 1. Elect ten directors: Issuer Yes For For 1. Keith E. Busse, 2. Mark D. Millett, 3. Richard P. Teets, Jr., 4. John C. Bates, 5. Dr. Frank D. Byrne, 6. Paul B. Edgerley, 7. Richard J. Freeland, 8. Dr. Jurgen Kolb, 9. James C. Marcuccilli and 10. Joseph D. Ruffolo 2. Approve the audit Issuer Yes For For committee's appointment of Ernst & Young LLP as Steel Dynamics, Inc.'s independent registered public accounting firm for the year 2006 3. Approve the Steel Issuer Yes For For Dynamics, Inc. 2006 Equity Incentive Plan Trinity Industries, Inc. TRN 896522109 5/15/06 1. Elect eight directors: Issuer Yes For For 1. Rhys J. Best, 2. David W. Biegler, 3. Ronald J. Gafford, 4. Clifford J. Grum, 5. Ronald W. Haddock, 6. Jess T. Hay, 7. Diana S. Natalicio and 8. Timothy R. Wallace 2. Approve ratification of Issuer Yes For For Ernst & Young LLP as independent registered public accounting firm for fiscal year ending December 31, 2006 The Wet Seal, Inc. WTSLA 961840105 6/6/06 1. Elect 8 directors: Issuer Yes For For 1. Jonathan Duskin, 2. Sidney M. Horn, 3. Harold D. Kahn, 4. Kenneth M. Reiss, 5. Alan Siegel, 6. Joel N. Waller, 7. Henry D. Winterstern and 8. Michael Zimmerman 2. Ratify the appointment of Issuer Yes For For Deloitte & Touche LLP as independent auditors for fiscal year 2006 Whiting Petroleum Corporation WLL 966387102 5/9/06 1. Elect two directors: Issuer Yes For For James J. Volker and Graydon D. Hubbard 2. Ratify the appointment of Issuer Yes For For Deloitte & Touche LLP as the independent registered public accounting firm
SIGNATURES [See General Instruction F] Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) CGM CAPITAL DEVELOPMENT FUND ------------------------------------------------------------------ By (Signature and Title)* Robert L. Kemp, President ----------------------------------------------------- Date 8/28/06 -------------------------------------------------------------------------- * Print the name and title of each signing officer under his or her signature. -----END PRIVACY-ENHANCED MESSAGE-----